Foreign Listed Stock Index Futures und Optionen Genehmigungen Chart Um diesen Artikel zu betrachten, benötigen Sie einen PDF-Viewer wie Adobe Reader. USA 1. Oktober 2014 1. Oktober 2014 Anbei finden Sie die aktualisierten Foreign Listed Stock Index Futures und Options Approvals Chart, die zum 1. Oktober 2014 gültig sind. Alle früheren Versionen werden ersetzt und sollten verworfen werden. Bitte beachten Sie die folgenden Entwicklungen seit der letzten Verteilung der Genehmigungskarte: (1) Die CFTC hat folgende Verträge für den Handel durch US Personen genehmigt: (i) Montreal Exchangersquos Futures-Kontrakt auf Basis des FTSE Emerging Markets Index (ii) London Stock Exchange Derivativesrsquo Futures-Kontrakt auf Basis des FTSE 100 Index und (iii) Londoner Börse Derivativesrsquo Futures-Kontrakt auf Basis des FTSE UK Large Cap Super Liquid Index. (2) Die SEC hat keine neuen ausländischen Aktienindexoptionen genehmigt, seit wir das Genehmigungsdiagramm zuletzt verteilt haben. Allerdings haben ICE Futures Europe, Osaka Exchange, Euronext Paris, Euronext Brüssel und Euronext Amsterdam eine Entlastung nach dem LIFFE AampM und dem Class Relief SEC No-Action Letter (1. Juli 2013) beantragt, um berechtigte Optionen an berechtigte U. S.-Institutionen anzubieten. Siehe Anmerkung 16. (3) Der Derivatemarkt der Tokioter Börse wurde in die Börse von Osaka integriert und verkauft diese Produkte. (4) Der Status des an der Eurex gehandelten Dow Jones Euro STOXX Bankensektors wurde geklärt. Siehe Anmerkung 8. Zusätzliche Informationen Die Angaben auf der beigefügten Genehmigungskarte können jederzeit geändert werden. Wenn Sie Fragen haben oder Bestätigung des Status eines bestimmten Auftrags möchten, wenden Sie sich bitte an: James D. Van De Graaff 1.312.902.5227 james. vandegraaffkattenlaw Kenneth M. Rosenzweig 1.312.902.5381 kenneth. rosenzweigkattenlaw Kevin M. Foley 1.312.902.5372 kevin. foleykattenlaw Gary DeWaal 1.212.940.6558 gary. dewaalkattenlaw Christian B. Hennion 1.312.902.5521 christian. hennionkattenlaw Blake J. Brockway 1.312.902.5438 blake. brockwaykattenlaw für die Definitionen von ldquoEligible US Institutionrdquo und ldquoEligible Optionrdquo und anderen erläuternden Informationen finden Sie in den Endnoten an Das Ende dieser Tabelle. 1 Foreign Listed Stock Index Futures und Options Zulassungen (Oktober 2014) Country Exchange Basiswerte Futures-Kontrakte Optionen auf Futures-Kontrakte Aktienoptionen ETF-Optionen Australien ASX ASX Futures Exchange SampP ASX 200 Zugelassen zum Verkauf an US-Personen (24. Juli 2002 Kein Aktionsschreiben ausgestellt ASX Futures Exchange SampP ASX 200 A-Reit Nicht zugelassen Nicht angeboten Geprüft für Anspruchsberechtigte US-Institutionen (ASX Futures Exchange) Keine Zulassung für berechtigte US-Institutionen (13.08.2007 SEC No-Action Letter für ASX Limited) 13. August 2007 SEC No-Action Letter an ASX Limited) Keine angeboten Australien ASX ASX Futures Exchange SampP ASX 50 Genehmigt zum Verkauf an US-Personen (24. Juli 2002 No-Action Letter an ASX Futures Exchange) Keine angeboten Genehmigt für Eligible US-Institutionen (13. August 2007 SEC No-Action Letter an ASX Limited) Keine angeboten Australien ASX ASX Futures Exchange Einzelne Namen Aktien Keine angeboten Keine angeboten Genehmigt für berechtigte US-Institutionen (13. August 2007 SEC No-Action-Brief an ASX Limited ausgestellt ) Keine angeboten Australien Sydney Futures Exchange (SFE) 1-Tagesoptionskontrakt auf Basis des CBOT Mini-Sow-Dow-Futures-Kontrakts Keine angeboten Zugelassen zum Verkauf an US-Personen (8. August 2006 Kein Aktionsprospekt für SFE) Keine angeboten Keine angeboten Australien-Sydney-Futures-Exchange (SFE) SPI 200 Genehmigt zum Verkauf an US-Personen (10. August 1999 No-Action Letter, erteilt an SFE) Genehmigt zum Verkauf an US-Personen (10.08.1999 Kein Aktionspapier an SFE ausgestellt) Angeboten Österreich Wiener Borse ATX Nicht zugelassen Keine angeboten Nicht zugelassen Keine angeboten Für die Definitionen von ldquoEligible US Institutionrdquo und ldquoEligible Optionrdquo und für weitere Erläuterungen siehe die Endnoten am Ende dieser Tabelle. 2 Land Exchange Basiswert Futures-Kontrakte Optionen auf Futures-Kontrakte Aktienoptionen ETF-Optionen Österreich Wiener Börse CECE-Indizes (CEX, CTX, HTX, PTX) Nicht zugelassen Keine angeboten Nicht zugelassen Nicht geboten Österreich Wiener Borse Russisch Gehandelt Nicht zugelassen Keine angeboten Nicht zugelassen Keine angeboten Österreich Wiener Börse Alleinstehende Aktien Keine angeboten Keine angeboten Nicht genehmigt4 Keine angeboten Belgien Euronext Brussels16 BEL 20 Genehmigt zum Verkauf an US-Personen (31. August 2011 Kein Aktionspapier an Euronext Brüssel ausgegeben) Keine angeboten Genehmigt für berechtigte US-Institutionen (17. September 2014) Vertretungsschreiben von Euronext Brüssel bis SEC) 4 Keine Angebote Belgien Euronext Brüssel16 Mini BEL 20 (Indexteilungseinheiten) Keine angeboten Keine angeboten Nicht zugelassen Keine angeboten Belgien Euronext Brüssel16 Dow Jones Euro STOXX (Indexteilnehmer) Keine angeboten Keine angeboten Nicht genehmigt Keine Angeboten Belgien Euronext Brüssel16 Einzelne Namen Aktien Nicht zugelassen Nicht verfügbar Zulassung für berechtigte US-Institute für Bezugsrechte für einzelne Aktien, die an der Euronext Brüssel notiert und gehandelt werden (17. September 2014 Vertretungsschreiben von Euronext Brüssel an SEC) 4 Keine angeboten Brasilien BMampF Bovespa SA BSE Sensitive Genehmigt zum Verkauf an US Personen (12. März 2013 Zertifizierung) Nicht zugelassen Nicht zugelassen Nicht verfügbar Brasilien BMampF Bovespa SA FTSE JSE Top 40 Zugelassen zum Verkauf an US Personen (12. März 2013) Nicht zugelassen Nicht zugelassen Keine angeboten Für die Definitionen von ldquoEligible US Institutionrdquo und ldquoEligible Optionrdquo und für andere erklärende Informationen, sehen Sie bitte die Endnoten am Ende dieser Tabelle. 3 Country Exchange Basiswert Futures-Kontrakte Optionen auf Futures-Kontrakte ETF Optionen Brasilien BMampF Bovespa SA Hang Seng Genehmigt zum Verkauf an US-Personen (12. März 2013) Nicht zugelassen Nicht zugelassen Nicht verfügbar Brasilien BMampF Bovespa SA Ibovespa Zugelassen zum Verkauf an US-Personen (August 26, 2009 No-Action Letter an BMampF Bovespa SA) 2 Genehmigt zum Verkauf an US-Personen (26. August 2009 Keine Aktion Brief an BMampF Bovespa SA) Nicht zugelassen Keine angeboten Brasilien BMampF Bovespa SA Ibovespa Flex Keine angeboten Keine Angeboten Nicht zugelassen Keine angeboten Brasilien BMampF Bovespa SA IBrX 50 Index Futures Vertragliche Zulassung in Bearbeitung Nicht genehmigt Nicht zugelassen Keine angeboten Brasilien BMampF Bovespa SA MICEX Zugelassen zum Verkauf an US Personen (12. März 2013) Keine angeboten Keine angeboten Keine angeboten Brasilien BMampF Bovespa SA Mini Ibovespa Genehmigt zum Verkauf an US-Personen (26. August 2009 Keine Aktion Brief an BMampF Bovespa SA) Keine angeboten Keine angeboten Keine angeboten Brasilien BMampF Bovespa SA SampP 500 Index Zugelassen zum Verkauf an US-Personen (24. September 2012 Zertifikat) Keine (Bourse de Montreacuteal) FTSE Emerging Markets Index Zugelassen zum Verkauf an US-Personen (21. März 2014 CFTC No-Action Letter an Montreal Exchange) Keine angeboten Keine angeboten Keine angeboten Für die Definitionen von ldquoEligible US Institutionrdquo und ldquoEligible Optionrdquo und weitere Erklärungen finden Sie in den Endnoten am Ende dieser Tabelle. 4 Länderbörse Future-Kontrakte Optionen auf Futures-Kontrakte Aktienoptionen ETF-Optionen Kanada Montreal Exchange (Bourse de Montreacuteal) iUnits SampP TSE 60 Index Participation Fund (i60 Fund) Keine angeboten Keine angeboten Keine angeboten zugelassen für US-Personen im Allgemeinen nach Registration Statement Basiswert (siehe SampP TSX Kanada 60 oben) Kanada Montreal Exchange (Bourse de Montreacuteal) iUnits SampP TSX Capped Energy Index Fund Keine angeboten Keine angeboten Keine angeboten allgemein zugelassen für US-Personen gemäß Registration Statement (siehe SampP TSX Kanada 60 oben) Kanada Montreal Exchange (Bourse de Montreacuteal) iUnits SampP TSX Capped Financials Index Fund Keine angeboten Keine angeboten Keine angeboten allgemein zugelassen für US-Personen gemäß Registration Statement (siehe SampP TSX Kanada 60 oben) Kanada Montreal Exchange (Bourse de Montreacuteal) iUnits SampP TSX Capped Gold Index Fund Keine angeboten None angebotene Keine für US-Personen im allgemeinen nach Registration Statement (siehe SampP TSX Kanada 60 oben) Kanada Montreal Exchange (Bourse de Montreacuteal) iUnits SampP TSX Capped Information Technology Index Fund Keine angeboten Keine angeboten Keine angeboten zugelassen für US-Personen im allgemeinen nach Registrierung Approved angeboten Statement (siehe SampP TSX Canada 60 oben) Kanada Montreal Exchange (Bourse de Montreacuteal) SampP TSX 60 Index Mini Futures Genehmigt zum Verkauf an US-Personen (19. April 2012 Zertifizierung) Keine angeboten Keine angeboten Keine angeboten Für die Definitionen von ldquoEligible US Institutionrdquo und LdquoEligible Optionrdquo und für weitere Erklärungen siehe die Endnoten am Ende dieser Tabelle. 5 Land Exchange Basiswert Futures-Kontrakte Optionen auf Futures-Kontrakte Aktienoptionen ETF-Optionen Kanada Montreal Exchange (Bourse de Montreacuteal) SampP TSX Kanada 60 Genehmigt zum Verkauf an US-Personen (9. Dezember 1999 CFTC-Aktionsschreiben an Montreal Exchange) 3 Keine angeboten Genehmigt, einschliesslich der Genehmigung aller anderen Indexoptionen, zum Verkauf an US-Personen, die in der Regel in der Zukunft oder in der Zukunft gelistet sind (Post-Effective Amendment Nr. 27 zur Registrierungserklärung auf Formular S-20, eingereicht von der Canadian Derivatives Clearing Corp. SEC File Nr. 2-69458) Keine angeboten Kanada Montreal Exchange (Bourse de Montreacuteal) SampP TSX Capped Sector Nicht zugelassen Nicht verfügbar Genehmigt für US Personen im Allgemeinen gemäß der Anmeldungserklärung (siehe SampP TSX Canada 60 oben) Keine angeboten Kanada Montreal Exchange (Bourse de Montreacuteal) Alleinstehende Aktien Keine angeboten Keine angeboten Genehmigt für alle Optionen auf einzelne Wertpapiere, die an der Montreal Exchange notiert sind, die jetzt oder zukünftig zum Verkauf an US Personen allgemein gelistet werden können (Post-Effective Amendment Nr. 27 zur Registration Statement on Form S-20, eingereicht von Canadian Derivatives Clearing Corp. SEC File Nr. 2-69458) Keine angeboten Für die Definitionen von ldquoEligible US Institutionrdquo und ldquoEligible Optionrdquo und für andere erklärende Informationen, siehe die Endnoten am Ende dieser Tabelle. 6 Land Exchange Basiswert Futures-Kontrakte Optionen auf Futures-Kontrakte Aktienoptionen ETF Optionen China (siehe auch Hongkong und Taiwan) China Futures Exchange CSI 300 Index Futures Nicht zugelassen Keine angeboten Keine angeboten Keine angeboten Dänemark FUTOP Market KFX (Large Small Contract) Nicht genehmigt Keine angeboten Nicht zugelassen Keine angeboten Dänemark OMX Nordic Exchange Kopenhagen AS Single-Namen-Aktien Keine angeboten Keine angeboten Nicht zugelassen4,11 Keine angeboten Finnland OMX Nordic Exchange Helsinki Einzelne Namen Aktien Keine angeboten Keine angeboten Nicht zugelassen4,5 Keine angeboten Frankreich Euronext Paris SA16 CAC40 Genehmigt Zum Verkauf an US-Personen (am 17.12.1998 ohne Aktionsschreiben an ParisBourse) 3 Keine angeboten Genehmigt für berechtigte US-Institutionen (17. Juli 1996 SEC No-Action Letter an MONEP, bestätigt am 6. Dezember 1999 SEC No-Action Brief an ParisBourse) 4 Keine angeboten Frankreich Euronext Paris SA16 CAC40 Mini Zugelassen für Verkauf an US-Personen (13. September 2013) Keine angeboten Keine angeboten Keine angeboten Frankreich Euronext Paris SA16 Dow Jones Euro STOXX 50 Zugelassen zum Verkauf an US Personen (29. Februar 2000 CFTC No-Action Letter an ParisBourse) 3 Keine angeboten Genehmigt für berechtigte US-Institutionen (26. Oktober 1998 SEC No-Action-Brief an MONEP, bestätigt am 6. Dezember 1999 SEC No-Action Letter an ParisBourse ausgestellt ) Keine angeboten Für die Definitionen von ldquoEligible US Institutionrdquo und ldquoEligible Optionrdquo und für andere erläuternde Informationen, siehe die Endnoten am Ende dieser Tabelle. 7 Country Exchange Basiswert Futures-Kontrakte Optionen auf Futures-Kontrakte ETF-Optionen Frankreich Euronext Paris SA16 Dow Jones STOXX 50 Zugelassen zum Verkauf an US-Personen (29.02.2000 CFTC-No-Action-Brief an ParisBourse) 3 Keine angeboten Genehmigt für berechtigte US Institutionen (26. Oktober 1998 SEC No-Action Letter an MONEP, bestätigt am 6. Dezember 1999 SEC No-Action Letter an ParisBourse) Keine angeboten Frankreich Euronext Paris SA16 Dow Jones STOXX 600 Sektoren (Bank, Energie, Gesundheitswesen, Technologie , Telekommunikation) Nicht zugelassen Keine angeboten Nicht zugelassen Keine angeboten Frankreich Euronext Paris SA16 FTSE EPRA NAREIT Eurozone Genehmigt zum Verkauf an US-Personen (10. Juli 2008 CFTC-Aktionärsbrief an Euronext LIFFE, im Auftrag von Euronext Paris SA) Keine Keine Angabe Frankreich Euronext Paris SA16 FTSE EPRA NAREIT Europa Zugelassen zum Verkauf an US-Personen (10. Juli 2008 CFTC-Aktionärsbrief an Euronext LIFFE, im Auftrag von Euronext Paris SA) Keine angeboten Keine angeboten Nicht zugelassen Frankreich Euronext Paris SA16 FTSEurofirst 100 Genehmigt zum Verkauf an US-Personen (5. März 2007 CFTC No-Action Letter an Euronext LIFFE, im Auftrag von Euronext Paris SA) Keine angeboten Keine angeboten4 Keine angeboten Für die Definitionen von ldquoEligible US Institutionrdquo und ldquoEligible Optionrdquo und Für andere Erklärungen siehe die Endnoten am Ende dieser Tabelle. 8 Country Exchange Basiswert Futures-Kontrakte Optionen auf Futures-Kontrakte ETF-Optionen Frankreich Euronext Paris SA16 FTSEurofirst 80 Genehmigt zum Verkauf an US-Personen (5. März 2007 CFTC-Aktionärsbrief an Euronext LIFFE, im Auftrag von Euronext Paris SA) Keine (17. September 2014 Vertretungsschreiben von Euronext Paris an SEC) 4 Keine angeboten Frankreich Euronext Paris SA16 Einzelne Namenaktien Nicht genehmigt Keine angeboten Geprüft für berechtigte US-Institute für Anspruchsberechtigte Optionen auf einzelne Aktien, die notiert und gehandelt werden Auf Euronext Paris oder anderen spezifizierten Märkten18 (17. September 2014 Vertretungsschreiben von Euronext Paris an SEC) 4,5 Keine angeboten Deutschland Boumlrse Frankfurt Einzelne Namen Aktien Keine angeboten Keine angeboten Nicht zugelassen4,5 Keine angeboten Deutschland Eurex DAX Zugelassen zum Verkauf an US-Personen (20. Dezember 1994 CFTC-Aktionärsbrief an Deutsche Terminborse) 3 Keine angeboten Genehmigt für anspruchsberechtigte US-Institutionen (27.07.2005 SEC No-Action Letter an Eurex) Keine angeboten Deutschland Eurex DAX EX Nicht zugelassen Keine angeboten Keine angeboten Genehmigt Für anspruchsberechtigte US-Institutionen (27. Juli 2005 SEC No-Action Letter an Eurex) Deutschland Eurex DJ Banks Titans 30 Nicht zugelassen Keine angeboten Keine angeboten Keine angeboten Deutschland Eurex DJ Insurance Titans 30 Nicht zugelassen Keine angeboten Keine angeboten Keine angeboten Deutschland Eurex DJ Oil Und Gas-Titanen 30 Nicht zugelassen Keine angeboten Keine angeboten Keine angeboten Für die Definitionen von ldquoEligible US Institutionrdquo und ldquoEligible Optionrdquo und für andere Erläuterungen, siehe die Endnoten am Ende dieser Tabelle. 9 Land Exchange Basiswert Futures-Kontrakte Optionen auf Futures-Kontrakte ETF Optionen Deutschland Eurex DJ Telekommunikation Titanen 30 Nicht zugelassen Keine angeboten Keine angeboten Keine angeboten Deutschland Eurex DJ Utilities Titans 30 Nicht zugelassen Keine angeboten Keine angeboten Keine angeboten Deutschland Eurex Dow Jones Euro STOXX 50 Approved Zum Verkauf an US-Personen (6. April 2000 CFTC-Aktionärsbrief an Eurex) 3 Keine angeboten Genehmigt für anspruchsberechtigte US-Institute (27. Juli 2005 SEC No-Action Letter an Eurex) Keine angeboten Deutschland Eurex Dow Jones Euro STOXX 50 Dividenden Nicht zugelassen Nicht zugelassen Keine angeboten Keine angeboten Deutschland Eurex Dow Jones Euro STOXX 50 EX Nicht zugelassen Nicht verfügbar Nicht zugelassen Genehmigt für berechtigte US-Institutionen (27.07.2005 SEC No-Action-Brief an Eurex) Deutschland Eurex Dow Jones Euro STOXX Banking Sector Nicht genehmigt8 Nicht geboten Nicht zugelassen Nicht verfügbar Deutschland Eurex Dow Jones Euro STOXX Dividendenausschüttung 30 Zugelassen zum Verkauf an US-Personen (18.08.2008 CFTC-Aktionärsbrief an Eurex) Keine angeboten Nicht zugelassen Keine angeboten Deutschland Eurex Dow Jones Global Titans 50 Zugelassen zum Verkauf an US-Personen (18. Juli 2002 CFTC-Aktionärsbrief an Eurex) Keine angeboten Genehmigt für anspruchsberechtigte US-Institutionen (27.07.2005 SEC No-Action Letter an Eurex) Keine angeboten Deutschland Eurex Dow Jones Global Titans 50 Index (US Denominated) Zugelassen zum Verkauf an US-Personen (5. Juni 2012 Zertifizierung) Keine angeboten Keine angeboten Keine angeboten Für die Definitionen von ldquoEligible US Institutionrdquo und ldquoEligible Optionrdquo und für andere Erläuterungen siehe die Endnoten am Ende dieser Tabelle . 10 Land Exchange Basiswert Futures-Kontrakte Optionen auf Futures-Kontrakte Aktienoptionen ETF Optionen Deutschland Eurex Dow Jones Italien Titans 30 Genehmigt zum Verkauf an US-Personen (23. November 2005 CFTC-Aktionärsbrief an Eurex) Keine angeboten Nicht zugelassen Keine angeboten Deutschland Eurex Dow Jones STOXX 50 Genehmigt zum Verkauf an US-Personen (6. April 2000 CFTC-Aktionärsbrief an Eurex) 3 Keine angeboten Genehmigt für berechtigte US-Institutionen (27. Juli 2005 SEC No-Action Letter an Eurex) Keine angeboten Deutschland Eurex Dow Jones STOXX 600 Zugelassen zum Verkauf an US-Personen (18.06.2007 CFTC-Aktionärsbrief an Eurex) Keine angeboten Nicht zugelassen Keine angeboten Deutschland Eurex Dow Jones STOXX 600 Bankensektor Zugelassen zum Verkauf an US-Personen (2. April 2002 CFTC-Nr - Aktionsbrief an Eurex) Keine angeboten Nicht zugelassen Keine angeboten Deutschland Eurex Dow Jones STOXX 600 Industrial Goods amp Services Zugelassen zum Verkauf an US-Personen (6. Februar 2008 CFTC No-Action Letter an Eurex) Keine angeboten Nicht zugelassen Nicht verfügbar Deutschland Eurex Dow Jones STOXX 600 Versicherung Zugelassen zum Verkauf an US-Personen (6. Februar 2008 CFTC No-Action Letter an Eurex) Keine angeboten Nicht zugelassen Nicht verfügbar Deutschland Eurex Dow Jones STOXX 600 Medien Genehmigt zum Verkauf an US-Personen (6 CFTC No-Action Letter an Eurex) Keine angeboten Nicht zugelassen Keine angeboten Für die Definitionen von ldquoEligible US Institutionrdquo und ldquoEligible Optionrdquo und für andere Erläuterungen, siehe die Endnoten am Ende dieser Tabelle. 11 Land Exchange Basiswert Futures-Kontrakte Optionen auf Futures-Kontrakte Aktienoptionen ETF Optionen Deutschland Eurex Dow Jones STOXX 600 Persönlicher amp Haushaltswaren Zugelassen zum Verkauf an US-Personen (6. Februar 2008 CFTC No-Action Letter an Eurex) 7 Keine angeboten Nicht genehmigt Keine Deutschland Eurex Dow Jones STOXX 600 Einzelhandel Nicht zugelassen Nicht verfügbar Nicht zugelassen Nicht verfügbar Nicht verfügbar Deutschland Eurex Dow Jones STOXX 600 Reiseverstärker Erlaubt zum Verkauf an US-Personen (6. Februar 2008 CFTC No-Action Letter an Eurex) Keine angeboten Nicht zugelassen Keine Deutschland Eurex Dow Jones STOXX 600 Utilities Zugelassen zum Verkauf an US-Personen (6. Februar 2008 CFTC No-Action Letter an Eurex) Keine angeboten Nicht zugelassen Nicht verfügbar Deutschland Eurex Dow Jones STOXX Large 200 Zugelassen zum Verkauf an US-Personen (6 , 2008 CFTC-Aktionärsbrief an Eurex) Keine angeboten Nicht zugelassen Nicht verfügbar Deutschland Eurex Dow Jones STOXX Mid 200 Zugelassen zum Verkauf an US-Personen (18. Juni 2007 CFTC No-Action Letter an Eurex) Keine angeboten Nicht genehmigt Keine angeboten Deutschland Eurex Dow Jones STOXX Small 200 Zugelassen zum Verkauf an US-Personen (6. Februar 2008 CFTC No-Action Letter an Eurex) Keine angeboten Nicht zugelassen Nicht verfügbar Deutschland Eurex Euro STOXX Geprüft zum Verkauf an US-Personen (Stand am 5. Juni 2012) Keine angeboten Nicht zugelassen Keine angeboten Für die Definitionen von ldquoEligible US Institutionrdquo und ldquoEligible Optionrdquo und für andere erläuternde Informationen, siehe die Endnoten am Ende dieser Tabelle. 12 Country Exchange Basiswert Futures-Kontrakte Optionen auf Futures-Kontrakte Aktienoptionen ETF Optionen Deutschland Eurex Euro STOXX 50 Ex Financials Index Zugelassen zum Verkauf an US-Personen (27. August 2012 Zertifikat) Keine angeboten Nicht zugelassen Keine angeboten Deutschland Eurex Euro STOXX Large Zugelassen zum Verkauf an US Personen (5. Juni 2012 Zertifikat) Keine angeboten Nicht zugelassen Nicht verfügbar Deutschland Eurex Euro STOXX Mid Zu verkaufen an US Personen (5. Juni 2012 Zertifikat) Keine angeboten Nicht zugelassen Nicht verfügbar Deutschland Eurex Euro STOXX Small Zugelassen zum Verkauf an US Personen (5. Juni 2012 Zertifikat) Keine angeboten Nicht zugelassen Keine angeboten Deutschland Eurex HEX 25 Finnisch Nicht zugelassen Nicht verfügbar Zulassung für berechtigte US-Institutionen (27.07.2005 SEC No-Action Letter an Eurex) Keine angeboten Deutschland Eurex iShares DJ EURO STOXX Keine Geprüft für berechtigte US-Institutionen (27.07.2005 SEC No-Action Letter an Eurex) Deutschland Eurex KOSPI 200 Optionen6 Nicht zugelassen Keine angeboten Nicht zugelassen Nicht verfügbar Deutschland Eurex MDAX Zugelassen zum Verkauf an US-Personen (März 14, 2006 CFTC-Aktionärsbrief an Eurex) Keine angeboten Nicht zugelassen Keine angeboten Deutschland Eurex Mini Euro STOXX 50 Volatility Index Zugelassen zum Verkauf an US-Personen (20. Juli 2012 Zertifikat) Keine angeboten Nicht zugelassen Keine angeboten Für die Definitionen von ldquoEligible US Institutionrdquo Und ldquoEligible Optionrdquo und für andere erklärende Informationen, sehen Sie bitte die Endnoten am Ende dieser Tabelle. 13 Land Exchange Basiswert Futures-Kontrakte Optionen auf Futures-Kontrakte Aktienoptionen ETF Optionen Deutschland Eurex MSCI Alle Länder Asien-Pazifik ex Japan Zulassung zum Verkauf an US-Personen (17. Juni 2013) Keine angeboten Nicht zugelassen Nicht bot Deutschland Eurex MSCI China Freigegeben für Verkauf an US-Personen (4. Februar 2014) Keine angeboten Keine angeboten Keine angeboten Deutschland Eurex MSCI Emerging Markets Genehmigt zum Verkauf an US-Personen (4. Februar 2014 Zertifizierung) Keine angeboten Nicht zugelassen Keine angeboten Deutschland Eurex MSCI Emerging Markets Asia Zugelassen zum Verkauf An US-Personen (4. Februar 2014) Keine angeboten Nicht zugelassen Keine angeboten Deutschland Eurex MSCI Emerging Markets EMEA Zugelassen zum Verkauf an US-Personen (4. Februar 2014 Zertifizierung) Keine angeboten Nicht zugelassen Keine angeboten Deutschland Eurex MSCI Emerging Markets Lateinamerika Approved for Verkauf an US-Personen (4. Februar 2014 Zertifizierung) Keine angeboten Nicht zugelassen Keine angeboten Deutschland Eurex MSCI Europe Zugelassen zum Verkauf an US Personen (17. Juni 2013 Zertifikat) Keine angeboten Nicht zugelassen Nicht verfügbar Deutschland Eurex MSCI Europe Growth Genehmigt zum Verkauf an US Personen (4. Februar 2014 Zertifizierung) Keine angeboten Nicht zugelassen Keine angeboten Deutschland Eurex MSCI Europe Value Zugelassen zum Verkauf an US-Personen (4. Februar 2014 Zertifizierung) Keine angeboten Nicht zugelassen Nicht verfügbar Deutschland Eurex MSCI Indien Zugelassen zum Verkauf an US-Personen (Februar 4, 2014 Zertifizierung) Keine angeboten Keine angeboten Keine angeboten Für die Definitionen von ldquoEligible US Institutionrdquo und ldquoEligible Optionrdquo und für andere Erläuterungen, siehe die Endnoten am Ende dieser Tabelle. 14 Land Exchange Basiswert Futures-Kontrakte Optionen auf Futures-Kontrakte Aktienoptionen ETF Optionen Deutschland Eurex MSCI Japan Zugelassen zum Verkauf an US-Personen (17. Juni 2013) Keine angeboten Keine angeboten Keine angeboten Deutschland Eurex MSCI Malaysia Zugelassen zum Verkauf an US-Personen (4 , 2014 Zertifizierung) Keine angeboten Keine angeboten Keine angeboten Deutschland Eurex MSCI Südafrika Zugelassen zum Verkauf an US Personen (4. Februar 2014 Zertifizierung) Keine angeboten Keine angeboten Keine angeboten Deutschland Eurex MSCI Thailand Genehmigt zum Verkauf an US Personen (4. Februar 2014 certification ) Keine angeboten Keine angeboten Keine angeboten Deutschland Eurex MSCI World Genehmigt zum Verkauf an US Personen (17. Juni 2013 Zertifikat) Keine angeboten Nicht zugelassen Nicht verfügbar Deutschland Eurex Weitere Dow Jones Euro STOXX Sektoren Nicht zugelassen Nicht verfügbar Nicht zugelassen Nicht verfügbar Deutschland Eurex Weitere Dow Jones STOXX 600 Marktsektoren Nicht zugelassen Keine angeboten Nicht zugelassen Nicht geboten Deutschland Eurex RDX USD12 Nicht zugelassen Keine angeboten Nicht genehmigt Keine angeboten Deutschland Eurex Einzelne Namen Nicht genehmigt Keine angeboten Geprüft für Optionen auf einzelne deutsche, schweizerische, finnische, niederländische, italienische und Französische Aktien5 für zugelassene US-Institute (27. Juli 2005 SEC No-Action Letter an Eurex) Keine angeboten Für die Definitionen von ldquoEligible US Institutionrdquo und ldquoEligible Optionrdquo und für andere erklärende Informationen, siehe die Endnoten am Ende dieser Tabelle. 15 Country Exchange Basiswert Futures-Kontrakte Optionen auf Futures-Kontrakte ETF Optionen Deutschland Eurex SLI Swiss Leader Zugelassen zum Verkauf an US-Personen (18.08.2008 CFTC-Aktionärsbrief an Eurex) Keine angeboten Nicht zugelassen Keine angeboten Deutschland Eurex STOXX Europe 600 Zugelassen zum Verkauf an US Personen (5. Juni 2012 Zertifikat) Keine angeboten Nicht zugelassen Nicht verfügbar Deutschland Eurex STOXX Europe Large 200 Zugelassen zum Verkauf an US Personen (5. Juni 2012 Zertifikat) Keine angeboten Nicht zugelassen Nicht verfügbar Deutschland Eurex STOXX Europe Mid 200 Zugelassen zum Verkauf an US Personen (5. Juni 2012 Zertifikat) Keine angeboten Nicht zugelassen Nicht verfügbar Deutschland Eurex STOXX Europe Small 200 Zugelassen zum Verkauf an US Personen (5. Juni 2012 Zertifikat) Keine angeboten Nicht zugelassen Nicht verfügbar Deutschland Eurex Swiss Market Nicht zugelassen Keine Anerkannt für anspruchsberechtigte US-Institutionen (27.07.2005 SEC No-Action Letter an Eurex) Genehmigt für anspruchsberechtigte US-Institutionen (27.07.2005 SEC No-Action Letter an Eurex) Deutschland Eurex Swiss Market Index Midcap (SMIM) Approved Zum Verkauf an US-Personen (18.08.2008 CFTC-Aktionärsbrief an Eurex) Keine angeboten Nicht zugelassen Keine angeboten Deutschland Eurex TECDAX Zugelassen zum Verkauf an US-Personen (18.08.2008 CFTC No-Action Letter an Eurex) Keine angeboten Genehmigt für berechtigte US-Institutionen (27. Juli 2005 SEC No-Action Letter an Eurex) Keine angeboten Für die Definitionen von ldquoEligible US Institutionrdquo und ldquoEligible Optionrdquo und für andere erklärende Informationen, siehe die Endnoten am Ende dieser Tabelle. 16 Land Exchange Basiswert Futures-Kontrakte Optionen auf Futures-Kontrakte Aktienoptionen ETF Optionen Griechenland Athen Börsenhandel Derivate Markt FTSE ASE 20 Nicht zugelassen Keine angeboten Nicht genehmigt Keine angeboten Griechenland Athen Börsenhandel Derivate Markt FTSE ASE Mid-40 Nicht zugelassen Nicht angeboten Nicht genehmigt Nicht angeboten Hongkong (HKEX) CES China 120 Zugelassen zum Verkauf an US-Personen (17. September 2013) Keine angeboten Keine angeboten Keine angeboten Hongkong Hongkong Börsen und Clearing AG (HKEX) DJIA Nicht zugelassen Keine angeboten Keine (HKEX) FTSE Xinhua China 25 Zugelassen zum Verkauf an US-Personen (26. September 2006 CFTC No-Action-Brief an HKFE ausgestellt) Keine angeboten Nicht zugelassen Nicht angeboten Hongkong Hongkong-Börsen (HKEX) Hang Seng Genehmigt zum Verkauf an US-Personen (1. Juni 1994 CFTC No-Action Letter an HKFE) 3 Keine angeboten Genehmigt für berechtigte US-Institutionen (26. September 1995 SEC No-Action-Brief an HKFE ausgestellt (HKEX) H-Aktien (Hang Seng China Enterprises Index) Freigegeben. Keine Angabe Hongkong Hongkong Börsen und Clearing AG (HKEX) HSCEI Dividenden - (HKEX) HSI Volatility Index (VHSI) Zugelassen zum Verkauf an US-Personen (HKEX) Zugelassen für US-Personen (26. September 2006) 17. September 2013 Zertifizierung) Keine angeboten Keine angeboten Keine angeboten Für die Definitionen von ldquoEligible US Institutionrdquo und ldquoEligible Optionrdquo und für andere erklärende Informationen, siehe die Endnoten am Ende dieser Tabelle. 17 Land Exchange Basiswert Futures-Kontrakte Optionen auf Futures-Kontrakte ETF-Optionen Hongkong Hongkong Hongkong Börsen und Clearing GmbH (HKEX) Mini Hang Seng Zugelassen zum Verkauf an US-Personen (16. Januar 2009 CFTC-Aktionsschreiben an HKFE) Keine (HKEX) Mini-Hang Seng China Enterprises Index Zugelassen zum Verkauf an US-Personen (16.01.2009 CFTC-Aktion ohne Brief an HKFE) Keine angeboten Nicht zugelassen Keine angeboten Ungarn Budapest Stock Exchange BUX Nicht zugelassen Keine angeboten Keine angeboten Keine angeboten Indien Bombay Stock Exchange (BSE) BSE Empfindlicher Index von 30 Aktien (Sensex) 9 Genehmigt zum Verkauf an US-Personen (14. Juni 2006 CFTC No-Action-Brief an BSE) Keine (BSE) DOLLEX-309 Nicht zugelassen Keine angeboten Nicht zugelassen Keine angeboten Indien Bombay Stock Exchange (BSE) SampP BSE 1009 Zugelassen zum Verkauf an US-Personen (24. September 2013 Zertifizierung) Keine angeboten Nicht zugelassen Keine vorhanden Indien Nationale Börse von Indien Ltd. (NSE) Bank Nifty9 Nicht zugelassen Keine angeboten Nicht zugelassen Keine angeboten Indien Nationale Börse von Indien Ltd. (NSE) CNXIT9 Nicht zugelassen Keine angeboten Nicht zugelassen Keine angeboten Indien National Stock Exchange of India Ltd (NSE) SampP CNX Nifty (ldquoNifty 50rdquo) 9 Genehmigt zum Verkauf an US-Personen (17. Oktober 2003 CFTC No-Action Letter an NSE) Keine angeboten Nicht zugelassen Keine angeboten Für die Definitionen von ldquoEligible US Institutionrdquo und ldquoEligible Optionrdquo und für Andere erläuternde Informationen finden Sie in den Endnoten am Ende dieser Tabelle. 18 Land Exchange Basiswert Futures-Kontrakte Optionen auf Futures-Kontrakte Aktienoptionen ETF Optionen Irland Irish Stock Exchange Einzelne Namen Aktien Keine angeboten Keine angeboten Nicht genehmigt4 Keine angeboten Israel Tel Aviv Stock Exchange TA 25 Nicht zugelassen Keine angeboten Nicht zugelassen Keine angeboten Israel Tel Aviv Stock Exchange TA Banken Nicht zugelassen Keine angeboten Nicht zugelassen Keine angeboten Italien Borsa Italiana ndash IDEM FTSE MIB Dividendenberechtigung ausstehend Keine angeboten Keine angeboten Keine angeboten Italien Borsa Italiana ndash IDEM FTSE MIB4 Genehmigt zum Verkauf an US-Personen (30 August 2004 CFTC No-Action Letter ausgestellt Borsa Italiana) Keine angeboten Genehmigt für förderfähige US-Institutionen (24. September 2004 No-Action Letter an Borsa Italiana) Keine angeboten Italien Borsa Italiana ndash IDEM Mini FTSE MIB Genehmigt zum Verkauf an US-Personen (30. August 2004 CFTC No-Action Letter Ausgestellt für Borsa Italiana) Keine angeboten Keine angeboten Keine angeboten Italien Borsa Italiana ndash IDEM Einzelne Namen Aktien Nicht zugelassen Keine angeboten Genehmigt für berechtigte US-Institutionen (siehe 1. September 1998 SEC No-Action-Brief an die Borsa Italiana in Bezug auf Optionen auf einzelne ISE equities)4,5 None offered Japan Osaka Exchange (OSE)16 DJIA Approved for sale to US Persons (June 15, 2012 certification) None offered None offered None offered For the definitions of ldquoEligible US Institutionrdquo and ldquoEligible Optionrdquo and for other explanatory information, please see the endnotes at the end of this table. 19 Country Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options Japan Osaka Exchange (OSE)16 FTSE Japan Approved for sale to U. S. Persons (February 13, 2003 No-Action Letter issued to OSE) None offered None offered None offered Japan Osaka Exchange (OSE)16 Mini Nikkei 225 Intercontract Spread Approved for sale to U. S. Persons (July 11, 2006 CFTC No-Action Letter issued to OSE)3 None offered None offered None offered Japan Osaka Exchange (OSE)16 Mini TOPIX Approved for sale to U. S. Persons (November 9, 2009 CFTC No-Action Letter issued to TSE) None offered None offered None offered Japan Osaka Exchange (OSE)16 Nikkei 225 Dividend Not approved None offered None offered None offered Japan Osaka Exchange (OSE)16 Nikkei 225 Intercontract Spread Approved for sale to U. S. Persons (January 16, 1992 CFTC No-Action Letter issued to OSE)3 None offered Approved for Eligible U. S. Institutions (July 23, 1999 SEC No-Action Letter issued to OSE) None offered Japan Osaka Exchange (OSE)16 Nikkei Stock Average Volatility Approved for sale to U. S. Persons (March 9, 2012 certification) None offered None offered None offered Japan Osaka Exchange (OSE)16 Russell Nomura Prime Approved for sale to U. S. Persons (March 14, 2005 No-Action Letter issued to OSE) None offered None offered None offered For the definitions of ldquoEligible U. S. Institutionrdquo and ldquoEligible Optionrdquo and for other explanatory information, please see the endnotes at the end of this table. 20 Country Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options Japan Osaka Exchange (OSE)16 Single name equities None offered None offered Approved for Eligible U. S. Institutions for Eligible Options on individual equities that are listed and traded on the OSE or other Japanese exchanges and that meet OSE selection standards (March 14, 2014 Representation Letter from Tokyo Stock Exchange and Osaka Securities Exchange to SEC) None offered Japan Osaka Exchange (OSE)16 Tokyo Stock Exchange REIT Approved for sale to U. S. Persons (November 9, 2009 CFTC No-Action Letter issued to TSE) None offered None offered None offered Japan Osaka Exchange (OSE)16 TOPIX Approved for sale to U. S. Persons (January 16, 1992 CFTC No-Action Letter issued to TSE)3 None offered Approved for Eligible U. S. Institutions (July 27, 1999 SEC No-Action Letter issued to TSE) None offered Japan Osaka Exchange (OSE)16 TOPIX 150 Approved for sale to U. S. Persons (May 23, 2001 CFTC No-Action Letter issued to TSE)3 None offered Approved for Eligible U. S. Institutions (November 15, 2002 SEC No-Action Letter issued to TSE) None offered Japan Osaka Exchange (OSE)16 TOPIX Banks Not approved None offered None offered None offered For the definitions of ldquoEligible U. S. Institutionrdquo and ldquoEligible Optionrdquo and for other explanatory information, please see the endnotes at the end of this table. 21 Country Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options Japan Osaka Exchange (OSE)16 TOPIX Core30 Approved for sale to U. S. Persons (November 9, 2009 CFTC No-Action Letter issued to TSE) None offered None offered None offered Japan Tokyo Financial Exchange (TFX) Nikkei 225 Margin Not approved None offered None offered None offered Korea ndash see South Korea - - - - - Malaysia Bursa Malaysia Derivatives Berhad (BMD) FTSE Bursa Malaysia Kuala Lumpur Composite Approved for sale to U. S. Persons (June 28, 2011 CFTC No-Action Letter issued to Bursa Malaysia Derivatives Berhad) None offered Not approved None offered Mexico Mexican Derivatives Exchange (MEXDER) IPC Approved for sale to U. S. Persons (August 24, 2006 CFTC No-Action Letter issued to Mercado Mexicano de Derivados, S. A. de C. V.) Approved for sale to U. S. Persons (August 24, 2006 CFTC No-Action Letter issued to Mercado Mexicano de Derivados, S. A. de C. V.) None offered Not approved Netherlands Euronext Amsterdam Derivatives Markets N. V.16 AEX Approved for sale to U. S. Persons (April 7, 2003 CFTC No-Action Letter issued to Euronext Amsterdam Derivatives Markets N. V.) None offered Approved for Eligible U. S. Institutions (September 17, 2014 Representation Letter from Euronext Amsterdam to SEC)4 None offered Netherlands Euronext Amsterdam Derivatives Markets N. V.16 AEX Mini Approved for sale to U. S. Persons (September 13, 2013 certification) None offered Not approved None offered For the definitions of ldquoEligible U. S. Institutionrdquo and ldquoEligible Optionrdquo and for other explanatory information, please see the endnotes at the end of this table. 22 Country Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options Netherlands Euronext Amsterdam Derivatives Markets N. V.16 Amsterdam Mid-Kap Not approved None offered Not approved None offered Netherlands Euronext Amsterdam Derivatives Markets N. V.16 FTSE Eurotop 100 Approved for sale to U. S. Persons (May 14, 1996 CFTC No-Action Letter issued to Financiele Termijnmarkt Amsterdam)3 None offered Not approved None offered Netherlands Euronext Amsterdam Derivatives Markets N. V.16 Light AEX Approved for sale to U. S. Persons (April 7, 2003 CFTC No-Action Letter issued to Euronext Amsterdam Derivatives Markets N. V.) None offered Not approved None offered Netherlands Euronext Amsterdam Derivatives Markets N. V.16 Single name equities Not approved None offered Approved for Eligible U. S. Institutions for Eligible Options on individual equities that are listed and traded on Euronext Amsterdam or other specified markets17 (September 17, 2014 Representation Letter from Euronext Amsterdam to SEC)4,5 None offered New Zealand NZFOE NZSE 10 Not approved Not approved None offered None offered Norway Oslo Stock Exchange OBX Not approved None offered Not approved None offered Norway Oslo Stock Exchange Single name equities None offered None offered Not approved4,11 None offered For the definitions of ldquoEligible U. S. Institutionrdquo and ldquoEligible Optionrdquo and for other explanatory information, please see the endnotes at the end of this table. 23 Country Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options Poland Warsaw Stock Exchange WIG20 Approval pending None offered Not approved None offered Portugal Euronext Lisbon PSI 20 Not approved Not approved None offered4 None offered Portugal Euronext Lisbon Single name equities Not approved None offered Not approved4 None offered Russia Single name equitiesmdashsee London Stock Exchange14 - - - - Russia Russian Trading System Stock Exchange (RTS) RTS Index Approval pending None offered Not approved None offered Singapore Singapore Exchange Derivatives Trading Ltd. (SGX-DT) Dow Jones Thailand Not approved (the requested approval was deemed withdrawn by the CFTC in 2004) None offered None offered None offered Singapore Singapore Exchange Derivatives Trading Ltd. (SGX-DT) Euro STOXX 50 Approved for sale to U. S. Persons (March 22, 2012 certification) None offered None offered None offered Singapore Singapore Exchange Derivatives Trading Ltd. (SGX-DT) FTSE Xinhua China A50 Approved for sale to U. S. Persons (January 26, 2012 certification) None offered None offered None offered Singapore Singapore Exchange Derivatives Trading Ltd. (SGX-DT) Mini Nikkei 225 Approved for sale to U. S. Persons (December 23, 2009 CFTC No-Action Letter issued to SGX-DT) None offered None offered None offered Singapore Singapore Exchange Derivatives Trading Ltd. (SGX-DT) MSCI Asia APEX 50 Approved for sale to U. S. Persons (January 26, 2012 certification) None offered None offered None offered For the definitions of ldquoEligible U. S. Institutionrdquo and ldquoEligible Optionrdquo and for other explanatory information, please see the endnotes at the end of this table. 24 Country Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options Singapore Singapore Exchange Derivatives Trading Ltd. (SGX-DT) MSCI Hong Kong Approved for sale to U. S. Persons (December 17, 1999 CFTC No-Action Letter issued to SIMEX) None offered None offered None offered Singapore Singapore Exchange Derivatives Trading Ltd. (SGX-DT) MSCI India Approved for sale to U. S. Persons (January 20, 2014 certification) None offered None offered None offered Singapore Singapore Exchange Derivatives Trading Ltd. (SGX-DT) MSCI Indonesia Approved for sale to U. S. Persons (October 2, 2012 certification) None offered None offered None offered Singapore Singapore Exchange Derivatives Trading Ltd. (SGX-DT) MSCI Philippines Approved for sale to U. S. Persons (January 20, 2014 certification) None offered None offered None offered Singapore Singapore Exchange Derivatives Trading Ltd. (SGX-DT) MSCI Singapore Free Approved for sale to U. S. Persons (July 11, 2000 CFTC No-Action Letter issued to SGX-DT)3 None offered None offered None offered Singapore Singapore Exchange Derivatives Trading Ltd. (SGX-DT) MSCI Taiwan Approved for sale to U. S. Persons (August 29, 1997 CFTC No-Action Letter issued to SIMEX)3 Approved for sale to U. S. Persons3 None offered None offered Singapore Singapore Exchange Derivatives Trading Ltd. (SGX-DT) MSCI Thailand Approved for sale to U. S. Persons (January 20, 2014 certification) None offered None offered None offered Singapore Singapore Exchange Derivatives Trading Ltd. (SGX-DT) Nikkei Approved for sale to U. S. Persons (December 5, 1986 CFTC No-Action Letter issued to SIMEX)3 Approved for sale to U. S. Persons (December 5, 1986 CFTC No-Action Letter issued to SIMEX) 3 None offered None offered For the definitions of ldquoEligible U. S. Institutionrdquo and ldquoEligible Optionrdquo and for other explanatory information, please see the endnotes at the end of this table. 25 Country Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options Singapore Singapore Exchange Derivatives Trading Ltd. (SGX-DT) Nikkei 300 Approved for sale to U. S. Persons (December 13, 1995 CFTC No-Action Letter issued to SIMEX)3 Approved for sale to U. S. Persons (December 13, 1995 CFTC No-Action Letter issued to SIMEX)3 None offered None offered Singapore Singapore Exchange Derivatives Trading Ltd. (SGX-DT) SampP CNX Nifty (ldquoNifty 50rdquo) Approved for sale to U. S. Persons (January 7, 2004 CFTC No-Action Letter issued to SGX-DT) None offered Not approved None offered Singapore Singapore Exchange Derivatives Trading Ltd. (SGX-DT) SGX MSCI Japan Approved for sale to U. S. Persons (February 13, 2003 CFTC No-Action Letter issued to SGX-DT) None offered None offered None offered Singapore Singapore Exchange Derivatives Trading Ltd. (SGX-DT) SGX Straits Times (STI) Not approved None offered None offered None offered Singapore Singapore Exchange Derivatives Trading Ltd. (SGX-DT) USD Nikkei Approved for sale to U. S. Persons (May 24, 2007 CFTC No-Action Letter issued to SGX-DT) None offered None offered None offered South Africa JSE SAFEX ALSI FTSE JSE 40 Approved for sale to U. S. Persons (July 18, 2002 CFTC No-Action Letter issued to SAFEX) None offered Not approved None offered South Africa JSE SAFEX Financial Not approved None offered None offered None offered South Africa JSE SAFEX FTSE JSE Shareholder Weighted Top 40 Index (DTOP) Not approved Not approved None offered None offered South Africa JSE SAFEX Industrial Not approved None offered None offered None offered For the definitions of ldquoEligible U. S. Institutionrdquo and ldquoEligible Optionrdquo and for other explanatory information, please see the endnotes at the end of this table. 26 Country Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options South Africa JSE SAFEX Mining Not approved None offered None offered None offered South Korea Korea Exchange KOSDAQ 50 Plus Not approved Not approved None offered None offered South Korea Korea Exchange KOSPI 200 Approved for sale to U. S. Persons (November 26, 2008 CFTC No-Action Letter issued to Korea Futures Exchange) None offered Not approved None offered Spain Madrid Stock Exchange Single name equities None offered None offered Not approved4 None offered Spain MEFF IBEX 35 Approved for sale to U. S. Persons (August 8, 1994 CFTC No-Action Letter issued to MEFF)3 None offered Not approved None offered Spain MEFF IBEX 35 Mini Not approved Not approved None offered None offered Spain MEFF SampP Euro Approved for sale to U. S. Persons (June 14, 2001 CFTC No-Action Letter issued to MEFF) None offered None offered None offered Spain MEFF SampP Europe 350 Approved for sale to U. S. Persons (June 14, 2001 CFTC No-Action Letter issued to MEFF) None offered None offered None offered Sweden OMHEX HEXTECH Not approved Not approved None offered None offered Sweden OMHEX HEXTEMP Not approved None offered None offered None offered Sweden OMX Nordic Exchange Stockholm AB NOX Not approved None offered Not approved None offered For the definitions of ldquoEligible U. S. Institutionrdquo and ldquoEligible Optionrdquo and for other explanatory information, please see the endnotes at the end of this table. 27 Country Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options Sweden OMX Nordic Exchange Stockholm AB OBX Not approved None offered Not approved None offered Sweden OMX Nordic Exchange Stockholm AB OMXcap Approved for sale to U. S. Persons (May 25, 2000 CFTC No-Action Letter issued to OM Stockholm)3 None offered Not approved None offered Sweden OMX Nordic Exchange Stockholm AB OMXS30 (formerly OMX) Approved for sale to U. S. Persons (June 3, 1998 CFTC No-Action Letter issued to OM Stockholm)3 None offered Not approved None offered Sweden OMX Nordic Exchange Stockholm AB Single name equities Not approved None offered Not approved4,11 None offered Sweden OMX Nordic Exchange Stockholm AB VINX30 Approved for sale to U. S. Persons (November 13, 2007 CFTC No-Action Letter issued to OMX Stockholm) None offered Not approved Not approved Switzerland SIX Swiss Exchange Ltd Single name equities None offered None offered Not approved4,5 None offered Taiwan Taiwan Futures Exchange Electronic Sector Approved for sale to U. S. Persons (May 16, 2005 CFTC No-Action Letter issued to Taiwan Futures Exchange) None offered Not approved None offered Taiwan Taiwan Futures Exchange Finance Sector Approved for sale to U. S. Persons (May 16, 2005 CFTC No-Action Letter issued to Taiwan Futures Exchange) None offered Not approved None offered For the definitions of ldquoEligible U. S. Institutionrdquo and ldquoEligible Optionrdquo and for other explanatory information, please see the endnotes at the end of this table. 28 Country Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options Taiwan Taiwan Futures Exchange GreTai Securities Market Capitalized Weighted Approved for sale to U. S. Persons (October 24, 2011 No-Action Letter issued to Taiwan Futures Exchange) None offered Not approved None offered Taiwan Taiwan Futures Exchange Mini-TAIEX Approved for sale to U. S. Persons (July 1, 2004 CFTC No-Action Letter issued to Taiwan Futures Exchange) None offered None offered None offered Taiwan Taiwan Futures Exchange MSCI Taiwan Approved for sale to U. S. Persons (October 12, 2006 CFTC No-Action Letter issued to Taiwan Futures Exchange) None offered Not approved None offered Taiwan Taiwan Futures Exchange TAIEX Approved for sale to U. S. Persons (July 1, 2004 CFTC No-Action Letter issued to Taiwan Futures Exchange) None offered Not approved None offered Taiwan Taiwan Futures Exchange Taiwan Stock Exchange Non-Finance Non-Electronics Approved for sale to U. S. Persons (April 1, 2008 CFTC No-Action Letter issued to Taiwan Futures Exchange) None offered Not approved None offered Taiwan Taiwan Futures Exchange TSEC Taiwan 50 Not approved None offered None offered None offered Thailand Thailand Futures Exchange PCL SET50 Approved for sale to U. S. Persons (November 26, 2008 CFTC No-Action Letter issued to Thailand Futures Exchange) None offered Not approved None offered For the definitions of ldquoEligible U. S. Institutionrdquo and ldquoEligible Optionrdquo and for other explanatory information, please see the endnotes at the end of this table. 29 Country Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options Turkey Borsa stanbul Derivatives Market (VIOP) BIST 30 (formerly ISE 30)13 Approved for sale to U. S. Persons (August 17, 2010 CFTC No-Action Letter issued to Turkish Derivatives Exchange) None offered Not approved None offered U. K. EDX London Exchange KFX Flex KFX Not approved None offered Approved for Eligible U. S. Institutions (October 29, 2003 SEC No-Action letter issued to EDX London Exchange) None offered U. K. EDX London Exchange OBX Flex OBX Not approved None offered Approved for Eligible U. S. Institutions (October 29, 2003 SEC No-Action letter issued to EDX London Exchange) None offered U. K. EDX London Exchange OMX Flex OMX None offered None offered Approved for Eligible U. S. Institutions (October 29, 2003 SEC No-Action letter issued to EDX London Exchange)4 None offered U. K. EDX London Exchange Single name equities None offered None offered Approved for options on individual Swedish, Norwegian and Danish equities11 for Eligible U. S. Institutions (October 29, 2003 SEC No-Action letter issued to EDX London Exchange) None offered For the definitions of ldquoEligible U. S. Institutionrdquo and ldquoEligible Optionrdquo and for other explanatory information, please see the endnotes at the end of this table. 30 Country Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options U. K. LIFFE (ICE Futures Europe)16 FTSE 100 Approved for sale to U. S. Persons (January 16, 1990 CFTC No-Action Letter issued to LIFFE)3 None offered Approved for Eligible U. S. Institutions (May 1, 1992 SEC No-Action Letter issued to LIFFE)4 None offered U. K. LIFFE (ICE Futures Europe)16 FTSE 100 Dividend - RDSA Withholding Not approved None offered None offered None offered U. K. LIFFE (ICE Futures Europe)16 FTSE 100 FLEX None offered None offered Approved for Eligible U. S. Institutions (March 6, 1996 SEC No-Action Letter issued to LIFFE) None offered U. K. LIFFE (ICE Futures Europe)16 FTSE 250 (2GBP) Approved for sale to U. S. Persons (January 10, 2014 certification) None offered None offered None offered U. K. LIFFE (ICE Futures Europe)16 FTSE 250 (Mid-Cap) Approved for sale to U. S. Persons (July 27, 1994 CFTC No-Action Letter issued to LIFFE)3 None offered None offered None offered U. K. LIFFE (ICE Futures Europe)16 FTSE Eurotop 100 Approved for sale to U. S. Persons (March 10, 2000 CFTC No-Action Letter issued to LIFFE)3 None offered None offered None offered U. K. LIFFE (ICE Futures Europe)16 Mini FTSE 100 Approved for sale to U. S. Persons (May 30, 2001 CFTC No-Action letter issued to LIFFE)3 None offered None offered None offered U. K. LIFFE (ICE Futures Europe)16 MSCI Euro Approved for sale to U. S. Persons (April 6, 2000 CFTC No-Action Letter issued to LIFFE)3 None offered None offered None offered For the definitions of ldquoEligible U. S. Institutionrdquo and ldquoEligible Optionrdquo and for other explanatory information, please see the endnotes at the end of this table. 31 Country Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options U. K. LIFFE (ICE Futures Europe)16 MSCI Europe (Euro-denominated) Approved for sale to U. S. Persons (December 6, 2013 certification) None offered None offered None offered U. K. LIFFE (ICE Futures Europe)16 MSCI Pan-Euro Approved for sale to U. S. Persons (April 6, 2000 CFTC No-Action Letter issued to LIFFE)3 None offered None offered None offered U. K. LIFFE (ICE Futures Europe)16 Single name equities Not approved None offered Approved for Eligible Options on individual equity securities on specified non-U. S. exchanges15 for Eligible U. S. Institutions (March 14, 2014 Representation Letter from ICE Futures Europe to SEC) None offered U. K. LIFFE (ICE Futures Europe)16 TOPIX Approved for sale to U. S. Persons (December 1, 2011 certification) None offered None offered None offered U. K. London Stock Exchange Derivatives FTSE 100 Approved for sale to U. S. Persons (August 28, 2014 certification) None offered Not approved4 None offered U. K. London Stock Exchange Derivatives FTSE UK Large Cap Super Liquid (FTSE SLQ) Approved for sale to U. S. Persons (August 28, 2014 certification) None offered None offered None offered U. K. London Stock Exchange Derivatives Single name equities None offered None offered Not approved (see U. K. LIFFE)4 None offered U. K. Turquoise Global Holdings Limited FTSE 100 Approved for sale to U. S. Persons (June 1, 2012 certification) None offered Not approved4 None offered 32 NOTE: This Chart covers those products and exchanges that are likely to be of greatest interest to market participants in the United States. It is not, therefore, intended to be exhaustive, and is presented without any representation or warranty as to its accuracy, completeness or timeliness. Transmission or receipt of this information does not create an attorney-client relationship with Katten Muchin Rosenman LLP, and the information herein should not be used or relied upon in regard to any particular facts or circumstances without first consulting a lawyer. This Chart does not express any opinion as to the potential application of the laws of any jurisdiction other than the United States. Questions regarding the permissibility of trading in products that are not included in this Chart should be addressed to James D. Van De Graaff at 1.312.902.5227, Kenneth M. Rosenzweig at 1.312.902.5381, Kevin M. Foley at 1.312.902.5372, Gary DeWaal at 1.212.940.6558, Christian B. Hennion at 1.312.902.5521 or Blake J. Brockway at 1.312.902.5438. ldquoEligible U. S. Institutionrdquo: As used in this Chart, in accordance with SEC no-action letters, the term ldquoEligible U. S. Institutionrdquo means, in general, a U. S. Person that (i) is a ldquoqualified institutional buyerrdquo as defined in Rule 144A(a)(1) under the Securities Act of 1933, and (ii) has had prior actual experience in trading U. S.-listed options contracts. For information regarding working definitions of ldquoU. S. Personrdquo as that term is used in this Chart, please contact Katten Muchin Rosenman LLP. ldquoEligible Optionrdquo: As used in this Chart, in accordance with SEC no-action letters, the term ldquoEligible Optionrdquo means an index option or option on an individual security traded on a Foreign Options Market that is not fungible or interchangeable with options traded on any market other than the Foreign Options Market and, accordingly, each position in an Eligible Option issued by a clearing member of the Foreign Options Market can be closed out only on the Foreign Options Market. A ldquoForeign Options Marketrdquo means a non-U. S. derivatives market: (1) on which Eligible Options trade and (2) that is an organized exchange operated and regulated outside the United States. See LIFFE AampM and Class Relief, SEC No-Action Letter (Jul. 1, 2013) available here. 1 Reserved 2 The CFTC No-Action Letter also applies to BMampF Bovesparsquos ldquoIbovespa Rolloverrdquo and ldquoForward Points on the Ibovespardquo transactions. 3 The index is included in the CFTCrsquos and SECrsquos joint order dated May 31, 2002, extending the exclusion of such index from the definition of ldquonarrow-based security indexrdquo under the Commodity Exchange Act and Securities Exchange Act of 1934 beyond its expiration date of July 11, 2002 (the ldquoJoint Orderrdquo). Foreign futures contracts or options on futures contracts on ldquonarrow-based securities indexesrdquo may not be offered or sold to U. S. Persons without the CFTC and SEC first developing joint regulations, which has not yet been done. Accordingly, the Joint Order effectively allows the stock index futures contracts and options on futures contracts that are based on the security indexes included in the Joint Order, which were granted no-action relief by the CFTC prior to the enactment of the Commodity Futures Modernization Act (ldquoCFMArdquo) on December 21, 2000, to continue to be offered and sold to U. S. Persons after July 11, 2002, the date that the exclusion set forth in the CFMA was to expire. 4 Bclear allows members to submit an option contract on a non-U. S. security that has been negotiated and completed as an over-the-counter (OTC) transaction so that LIFFE may replace the OTC transaction with an equivalent LIFFE options contract. LIFFE members that intend to offer or sell such products to U. S. Persons must satisfy the following conditions: (i) Bclear services may only be offered to a U. S. person that qualifies as an Eligible U. S. Institution (see above) (ii) the LIFFE member must obtain and maintain certain representations from the customer and (iii) before transacting, and on an annual basis thereafter, the LIFFE member must file a declaration with LIFFE. For additional information on these conditions, see LIFFE London Notice No. 3732. LIFFE maintains a list of Eligible Options, which includes (1) LIFFE individual equity options based on the securities of non-U. S. issuers and (2) LIFFE index options based on indexes that contain no component securities of U. S. issuers. The list of Eligible Options may be accessed here. 5 The SEC also has approved for Eligible U. S. Institutions all options on individual German-, Swiss-, Finnish-, Dutch-, Italian - and French-issued equities where those options are now or in the future listed on Eurex. Options on equities issued in any other country have not been approved at this time for trading by U. S. Persons on Eurex. 6 Eurex offers a KOSPI product that Eurex describes as a daily futures contract that expires every night, with any net open positions at the end of trading resulting in the establishment of a corresponding position in the Korean Exchangersquos KOSPI 200 Options (with strike prices, expiries, put call and premiums) at the start of the next trading session on the Korean Exchange. 7 Pursuant to Eurex Circular 281 11, the Dow Jones STOXX 600 Personal amp Household Goods Sector will no longer be tradable on Eurex trading terminals in the United States. after the close of business on February 29, 2012. The previously issued no-action letter approving such product for sale to U. S. Persons (February 6, 2008 CFTC No-Action Letter issued to Eurex) has not been withdrawn. 8 Pursuant to Eurex Circular 260 11, the Dow Jones Euro STOXX Banking Sector is no longer tradable on Eurex trading terminals in the United States see also Eurex Circular 281 11. The previously issued no-action letter approving such product for sale to U. S. Persons (April 2, 2002 CFTC No-Action Letter issued to Eurex) has not been withdrawn. 9 Additional restrictions apply to the trading of these products by U. S. Persons. 10 Reserved 11 The SEC also has approved for Eligible U. S. Institutions all options on individual Swedish-, Norwegian - and Danish-issued equities where those options are now or in the future listed on the EDX London exchange. Options on equities issued in any other country have not been approved at this time for trading by U. S. Persons on the EDX London Exchange. Note: EDX London Exchange has been acquired by the Turquoise Exchange. 12 The RDX USD Index futures and options contracts have not been approved for sale to U. S. Persons. The CFTC approved a similar Eurex contract (RDXxt USD ndash RDX Extended Index futures contract) for sale to U. S. Persons in a no-action letter issued on March 6, 2008, but Eurex subsequently delisted the contract. 13 The Istanbul Stock Exchange (ISE) is now part of the Borsa Istanbul (BIST). As such, references to ISE 30 have been changed to BIST 30 on VIOPrsquos trading platform and the CFTCrsquos website. For the definitions of ldquoEligible U. S. Institutionrdquo and ldquoEligible Optionrdquo and for other explanatory information, please see the endnotes at the end of this table. 33 60970926 14 The London Stock Exchange offers options on Russian equity products through its International Order Book. Providing all applicable conditions are met, Eligible U. S. Institutions may trade these options through the Bclear service offered by LIFFE. See Footnote 4. 15 ICE Futures Europe listed the following non-U. S. stock exchanges in its claim for class relief: Borsa Italiana, Cophenhagen Stock Exchange, Deutsche Boerse, Euronext Amsterdam, Euronext Brussels, Euronext Lisbon, Euronext Paris, Helsinki Stock Exchange, Irish Stock Exchange, London Stock Exchange, London Stock Exchange International Order Book, Madrid Stock Exchange, Oslo Stock Exchange, SIX Swiss Exchange, Stockholm Stock Exchange and Vienna Stock Exchange. 16 This exchange has claimed relief under LIFFE AampM and Class Relief SEC No-Action Letter (Jul. 1, 2013) for Foreign Options Markets engaging in familiarization activities with Eligible U. S. Institutions with respect to Eligible Options. 17 Euronext Amsterdam listed the following regulated markets elsewhere in Europe for class relief: Euronext Brussels, Euronext Paris, London Stock Exchange, Deutsche Borse, Borsa Italiana, Bolsas y Mercados Espanoles, Swiss Exchange, OMX Stockholm, Oslo Stock Exchange, OMX Copenhagen, Weiner Borse, Irish Stock Exchange and OMX Helsinki. 18 Euronext Paris listed the following regulated markets elsewhere in Europe for class relief: Euronext Brussels, Euronext Amsterdam, London Stock Exchange, Deutsche Borse, Borsa Italiana, Bolsas y Mercados Espanoles, Swiss Exchange, OMX Stockholm, Oslo Stock Exchange, OMX Copenhagen, Weiner Borse, Irish Stock Exchange and OMX Helsinki. kattenlaw AUSTIN CENTURY CITY CHARLOTTE CHICAGO HOUSTON IRVING LONDON LOS ANGELES NEW YORK ORANGE COUNTY SAN FRANCISCO BAY AREA SHANGHAI WASHINGTON, DC Attorney advertising. Published as a source of information only. The material contained herein is not to be construed as legal advice or opinion. copy2014 Katten Muchin Rosenman LLP. Alle Rechte vorbehalten. Katten Muchin Rosenman LLP is an Illinois limited liability partnership including professional corporations that has elected to be governed by the Illinois Uniform Partnership Act (1997). London affiliate: Katten Muchin Rosenman UK LLP To view all formatting for this article (eg, tables, footnotes), please access the original here. Filed under Tagged withForeign Listed Stock Index Futures and Options Approval To view this article you need a PDF viewer such as Adobe Reader. European Union, USA April 16 2014 Attached please find the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of April 16, 2014. All prior versions are superseded and should be discarded. Please note the following developments since we last distributed the Approvals Chart: (1) The CFTC has approved the following contracts for trading by U. S. persons: (i) Eurexrsquos futures contract based on the MSCI China Free Index (ii) Eurexrsquos futures contract based on the MSCI Emerging Markets Asia Index (iii) Eurexrsquos futures contract based on the MSCI Emerging Markets EMEA Index (iv) Eurexrsquos futures contract based on the MSCI Emerging Markets Index (v) Eurexrsquos futures contract based on the MSCI Emerging Markets India Index (vi) Eurexrsquos futures contract based on the MSCI Emerging Markets Latin America Index (vii) Eurexrsquos futures contract based on the MSCI Europe Growth Index (viii) Eurexrsquos futures contract based on the MSCI Europe Value Index (ix) Eurexrsquos futures contract based on the MSCI Malaysia Index (x) Eurexrsquos futures contract based on the MSCI South Africa Index (xi) Eurexrsquos futures contract based on the MSCI Thailand Index (xii) SGX-DTrsquos futures contract based on the MSCI India Index (xiii) SGX-DTrsquos futures contract based on the MSCI Philippines Index (xiv) SGX-DTrsquos futures contract based on the MSCI Thailand Index (xv) Euronext LIFFErsquos British pound sterling-denominated futures contract (pound2 per index point) based on the FTSE 250 Index and (xvi) Euronext LIFFErsquos Euro-denominated futures contract based on the MSCI Europe Index. (2) The SEC has not approved any new foreign equity index options since we last distributed the Approvals Chart. (3) In addition, the Chart has been modified to note the availability of the Bclear service offered by LIFFE, which allows LIFFE members that comply with specified criteria to clear certain non-U. S. equity and index options that were executed over the counter on behalf of Eligible U. S. Institutions. Please refer to Footnote 4 for additional information. For the definition of ldquoEligible U. S. Institutionrdquo and for other explanatory information, please see the endnotes at the end of this table. 1 Foreign Listed Stock Index Futures and Options Approvals (April 2014) Country Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options Australia ASX ASX Futures Exchange SampP ASX 50 Approved for sale to U. S. Persons (July 24, 2002 No-Action Letter issued to ASX Futures Exchange) None offered Approved for Eligible U. S. Institutions only (August 13, 2007 SEC No-Action Letter issued to ASX Limited) None offered Australia ASX ASX Futures Exchange Single name equities None offered None offered Approved for Eligible U. S. Institutions only (August 13, 2007 SEC No-Action Letter issued to ASX Limited) None offered Australia ASX ASX Futures Exchange SampP ASX 200 Approved for sale to U. S. Persons (July 24, 2002 No-Action Letter issued to ASX Futures Exchange) None offered Approved for Eligible U. S. Institutions only (August 13, 2007 SEC No-Action Letter issued to ASX Limited) Not approved Australia ASX ASX Futures Exchange SampP ASX 200 A-Reit Not approved None offered Approved for Eligible U. S. Institutions only (August 13, 2007 SEC No-Action Letter issued to ASX Limited) None offered Australia Sydney Futures Exchange (SFE) SPI 200 Approved for sale to U. S. Persons (August 10, 1999 No-Action Letter issued to SFE) Approved for sale to U. S. Persons (August 10, 1999 No-Action Letter issued to SFE) Not approved None offered Australia Sydney Futures Exchange (SFE) 1-Day Option Contract based on the CBOT Mini-Sized Dow Futures Contract None offered Approved for sale to U. S. Persons (August 8, 2006 No-Action Letter issued to SFE) None offered None offered Austria Wiener Borse ATX Not approved None offered Not approved None offered For the definition of ldquoEligible U. S. Institutionrdquo and for other explanatory information, please see the endnotes at the end of this table. 2 Country Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options Austria Wiener Borse Russian Traded Not approved None offered Not approved None offered Austria Wiener Borse CECE Indices (CEX, CTX, HTX, PTX) Not approved None offered Not approved None offered Austria Wiener Borse Single name equities None offered None offered Not approved4 None offered Belgium Euronext Brussels BEL 20 Approved for sale to U. S. Persons (August 31, 2011 No-Action Letter issued to Euronext Brussels) None offered Not approved4 None offered Belgium Euronext Brussels Mini BEL 20 (index participation units) None offered None offered Not approved None offered Belgium Euronext Brussels Mini Dow Jones Euro STOXX (index participation units) None offered None offered Not approved None offered Belgium Euronext Brussels Single name equities Not approved None offered Not approved4 None offered Brazil BMampF Bovespa S. A. Ibovespa Approved for sale to U. S. Persons (August 26, 2009 No-Action Letter issued to BMampF Bovespa S. A.)2 Approved for sale to U. S. Persons (August 26, 2009 No-Action Letter issued to BMampF Bovespa S. A.) Not approved None offered Brazil BMampF Bovespa S. A. Ibovespa Flex None offered None offered Not approved None offered Brazil BMampF Bovespa S. A. Mini Ibovespa Approved for sale to U. S. Persons (August 26, 2009 No-Action Letter issued to BMampF Bovespa S. A.) None offered None offered None offered Brazil BMampF Bovespa S. A. IBrX 50 Index Futures Contract Approval pending Not approved Not approved None offered For the definition of ldquoEligible U. S. Institutionrdquo and for other explanatory information, please see the endnotes at the end of this table. 3 Country Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options Brazil BMampF Bovespa S. A. SampP 500 Index Approved for sale to U. S. Persons (September 24, 2012 certification) None offered None offered None offered Brazil BMampF Bovespa S. A. MICEX Approved for sale to U. S. Persons (March 12, 2013 certification) None offered None offered None offered Brazil BMampF Bovespa S. A. Hang Seng Approved for sale to U. S. Persons (March 12, 2013 certification) Not approved Not approved None offered Brazil BMampF Bovespa S. A. FTSE JSE Top 40 Approved for sale to U. S. Persons (March 12, 2013 certification) Not approved Not approved None offered Brazil BMampF Bovespa S. A. BSE Sensitive Approved for sale to U. S. Persons (March 12, 2013 certification) Not approved Not approved None offered Canada Montreal Exchange (Bourse de Montreacuteal) SampP TSX Canada 60 Approved for sale to U. S. Persons (December 9, 1999 CFTC No-Action Letter issued to Montreal Exchange)3 None offered Approved, including approval of all other index options, for sale to U. S. Persons generally that are now or may in the future be listed (Post-Effective Amendment No. 27 to Registration Statement on Form S-20 filed by Canadian Derivatives Clearing Corp. SEC File No. 2-69458) None offered For the definition of ldquoEligible U. S. Institutionrdquo and for other explanatory information, please see the endnotes at the end of this table. 4 Country Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options Canada Montreal Exchange (Bourse de Montreacuteal) Single name equities None offered None offered Approved for all options on individual securities listed on the Montreal Exchange that are now or may in the future be listed for sale to U. S. Persons generally (Post-Effective Amendment No. 27 to Registration Statement on Form S-20 filed by Canadian Derivatives Clearing Corp. SEC File No. 2-69458) None offered Canada Montreal Exchange (Bourse de Montreacuteal) SampP TSX 60 Index Mini Futures Approved for sale to U. S. Persons (April 19, 2012 certification) None offered None offered None offered Canada Montreal Exchange (Bourse de Montreacuteal) iUnits SampP TSE 60 Index Participation Fund (i60 Fund) None offered None offered None offered Approved for U. S. Persons generally pursuant to Registration Statement (see SampP TSX Canada 60 above) Canada Montreal Exchange (Bourse de Montreacuteal) SampP TSX Capped Sector Not approved None offered Approved for U. S. Persons generally pursuant to Registration Statement (see SampP TSX Canada 60 above) None offered Canada Montreal Exchange (Bourse de Montreacuteal) iUnits SampP TSX Capped Gold Index Fund None offered None offered None offered Approved for U. S. Persons generally pursuant to Registration Statement (see SampP TSX Canada 60 above) For the definition of ldquoEligible U. S. Institutionrdquo and for other explanatory information, please see the endnotes at the end of this table. 5 Country Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options Canada Montreal Exchange (Bourse de Montreacuteal) iUnits SampP TSX Capped Financials Index Fund None offered None offered None offered Approved for U. S. Persons generally pursuant to Registration Statement (see SampP TSX Canada 60 above) Canada Montreal Exchange (Bourse de Montreacuteal) iUnits SampP TSX Capped Information Technology Index Fund None offered None offered None offered Approved for U. S. Persons generally pursuant to Registration Statement (see SampP TSX Canada 60 above) Canada Montreal Exchange (Bourse de Montreacuteal) iUnits SampP TSX Capped Energy Index Fund None offered None offered None offered Approved for U. S. Persons generally pursuant to Registration Statement (see SampP TSX Canada 60 above) China (see also Hong Kong and Taiwan) China Financial Futures Exchange CSI 300 Index Futures Not approved None offered None offered None offered Denmark OMX Nordic Exchange Copenhagen A S Single name equities None offered None offered Not approved4,11 None offered Denmark FUTOP Market KFX (Large Small Contract) Not approved None offered Not approved None offered Finland OMX Nordic Exchange Helsinki Single name equities None offered None offered Not approved4,5 None offered For the definition of ldquoEligible U. S. Institutionrdquo and for other explanatory information, please see the endnotes at the end of this table. 6 Country Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options France Euronext Paris S. A. CAC40 Approved for sale to U. S. Persons (December 17, 1991 No-Action Letter issued to ParisBourse)3 None offered Approved for Eligible U. S. Institutions only (July 17, 1996 SEC No-Action Letter issued to MONEP, confirmed by December 6, 1999 SEC No-Action Letter issued to ParisBourse)4 None offered France Euronext Paris S. A. CAC40 Mini Approved for sale to U. S. Persons (September 13, 2013 certification) None offered None offered None offered France Euronext Paris S. A. Single name equities Not approved None offered Approved for all options on individual equity securities that are now or may in the future be listed5 for Eligible U. S. Institutions only (July 17, 1996 SEC No-Action Letter issued to MONEP, confirmed by December 6, 1999 SEC No-Action Letter issued to ParisBourse)4 None offered France Euronext Paris S. A. Dow Jones STOXX 50 Approved for sale to U. S. Persons (February 29, 2000 CFTC No-Action Letter issued to ParisBourse)3 None offered Approved for Eligible U. S. Institutions only (October 26, 1998 SEC No-Action Letter issued to MONEP, confirmed by December 6, 1999 SEC No-Action Letter issued to ParisBourse) None offered For the definition of ldquoEligible U. S. Institutionrdquo and for other explanatory information, please see the endnotes at the end of this table. 7 Country Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options France Euronext Paris S. A. Dow Jones Euro STOXX 50 Approved for sale to U. S. Persons (February 29, 2000 CFTC No-Action Letter issued to ParisBourse)3 None offered Approved for Eligible U. S. Institutions only (October 26, 1998 SEC No-Action Letter issued to MONEP, confirmed by December 6, 1999 SEC No-Action Letter issued to ParisBourse) None offered France Euronext Paris S. A. Dow Jones STOXX 600 Sectors (Bank, Energy, Healthcare, Technology, Telecommunications) Not approved None offered Not approved None offered France Euronext Paris S. A. FTSEurofirst 80 Approved for sale to U. S. Persons (March 5, 2007 CFTC No-Action Letter issued to Euronext LIFFE, on behalf of Euronext Paris S. A.) None offered None offered4 None offered France Euronext Paris S. A. FTSEurofirst 100 Approved for sale to U. S. Persons (March 5, 2007 CFTC No-Action Letter issued to Euronext LIFFE, on behalf of Euronext Paris S. A.) None offered None offered4 None offered France Euronext Paris S. A. FTSE EPRA NAREIT Europe Approved for sale to U. S. Persons (July 10, 2008 CFTC No-Action Letter issued to Euronext LIFFE, on behalf of Euronext Paris S. A.) None offered None offered Not approved For the definition of ldquoEligible U. S. Institutionrdquo and for other explanatory information, please see the endnotes at the end of this table. 8 Country Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options France Euronext Paris S. A. FTSE EPRA NAREIT Euro Zone Approved for sale to U. S. Persons (July 10, 2008 CFTC No-Action Letter issued to Euronext LIFFE, on behalf of Euronext Paris S. A.) None offered None offered Not approved Germany Switzerland Eurex DAX Approved for sale to U. S. Persons (December 20, 1994 CFTC No-Action Letter issued to Deutsche Terminborse)3 None offered Approved for Eligible U. S. Institutions only (July 27, 2005 SEC No-Action Letter issued to Eurex) None offered Germany Switzerland Eurex DAX EX Not approved None offered None offered Approved for Eligible U. S. Institutions only (July 27, 2005 SEC No-Action Letter issued to Eurex) Germany Switzerland Eurex Dow Jones Euro STOXX 50 Approved for sale to U. S. Persons (April 6, 2000 CFTC No-Action Letter issued to Eurex)3 None offered Approved for Eligible U. S. Institutions only (July 27, 2005 SEC No-Action Letter issued to Eurex) None offered Germany Switzerland Eurex Dow Jones Euro STOXX 50 Dividend Not approved Not approved None offered None offered Germany Switzerland Eurex Dow Jones STOXX 50 Approved for sale to U. S. Persons (April 6, 2000 CFTC No-Action Letter issued to Eurex)3 None offered Approved for Eligible U. S. Institutions only (July 27, 2005 SEC No-Action Letter issued to Eurex) None offered Germany Switzerland Eurex Dow Jones Euro STOXX 50 EX Not approved None offered Not approved Approved for Eligible U. S. Institutions only (July 27, 2005 SEC No-Action Letter issued to Eurex) For the definition of ldquoEligible U. S. Institutionrdquo and for other explanatory information, please see the endnotes at the end of this table. 9 Country Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options Germany Switzerland Eurex KOSPI 200 Options6 Not approved None offered Not approved None offered Germany Switzerland Eurex Swiss Market Not approved None offered Approved for Eligible U. S. Institutions only (July 27, 2005 SEC No-Action Letter issued to Eurex) Approved for Eligible U. S. Institutions only (July 27, 2005 SEC No-Action Letter issued to Eurex) Germany Switzerland Eurex SLI Swiss Leader Approved for sale to U. S. Persons (August 18, 2008 CFTC No-Action Letter issued to Eurex) None offered Not approved None offered Germany Switzerland Eurex Swiss Market Index Midcap (SMIM) Approved for sale to U. S. Persons (August 18, 2008 CFTC No-Action Letter issued to Eurex) None offered Not approved None offered Germany Switzerland Eurex Dow Jones Global Titans 50 Approved for sale to U. S. Persons (July 18, 2002 CFTC No-Action Letter issued to Eurex) None offered Approved for Eligible U. S. Institutions only (July 27, 2005 SEC No-Action Letter issued to Eurex) None offered Germany Switzerland Eurex Dow Jones Global Titans 50 Index (US Denominated) Approved for sale to U. S. Persons (June 5, 2012 certification) None offered None offered None offered Germany Switzerland Eurex Dow Jones STOXX 600 Banking Sector Approved for sale to U. S. Persons (April 2, 2002 CFTC No-Action Letter issued to Eurex) None offered Not approved None offered Germany Switzerland Eurex Dow Jones STOXX Small 200 Approved for sale to U. S. Persons (February 6, 2008 CFTC No-Action Letter issued to Eurex) None offered Not approved None offered For the definition of ldquoEligible U. S. Institutionrdquo and for other explanatory information, please see the endnotes at the end of this table. 10 Country Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options Germany Switzerland Eurex Dow Jones STOXX Mid 200 Approved for sale to U. S. Persons (June 18, 2007 CFTC No-Action Letter issued to Eurex) None offered Not approved None offered Germany Switzerland Eurex Dow Jones STOXX Large 200 Approved for sale to U. S. Persons (February 6, 2008 CFTC No-Action Letter issued to Eurex) None offered Not approved None offered Germany Switzerland Eurex Dow Jones STOXX 600 Approved for sale to U. S. Persons (June 18, 2007 CFTC No-Action Letter issued to Eurex) None offered Not approved None offered Germany Switzerland Eurex Dow Jones STOXX 600 Industrial Goods amp Services Approved for sale to U. S. Persons (February 6, 2008 CFTC No-Action Letter issued to Eurex) None offered Not approved None offered Germany Switzerland Eurex Dow Jones STOXX 600 Insurance Approved for sale to U. S. Persons (February 6, 2008 CFTC No-Action Letter issued to Eurex) None offered Not approved None offered Germany Switzerland Eurex Dow Jones STOXX 600 Media Approved for sale to U. S. Persons (February 6, 2008 CFTC No-Action Letter issued to Eurex) None offered Not approved None offered Germany Switzerland Eurex Dow Jones STOXX 600 Personal amp Household Goods Approved for sale to U. S. Persons (February 6, 2008 CFTC No-Action Letter issued to Eurex)7 None offered Not approved None offered Germany Switzerland Eurex Dow Jones STOXX 600 Retail Not approved None offered Not approved None offered For the definition of ldquoEligible U. S. Institutionrdquo and for other explanatory information, please see the endnotes at the end of this table. 11 Country Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options Germany Switzerland Eurex Dow Jones STOXX 600 Travel amp Leisure Approved for sale to U. S. Persons (February 6, 2008 CFTC No-Action Letter issued to Eurex) None offered Not approved None offered Germany Switzerland Eurex Dow Jones STOXX 600 Utilities Approved for sale to U. S. Persons (February 6, 2008 CFTC No-Action Letter issued to Eurex) None offered Not approved None offered Germany Switzerland Eurex Other Dow Jones STOXX 600 Market Sectors (Technology, Healthcare, Tele-communications) Not approved None offered Not approved None offered Germany Switzerland Eurex Dow Jones Euro STOXX Banking Sector Not approved8 None offered Not approved None offered Germany Switzerland Eurex Dow Jones Euro STOXX Select Dividend 30 Approved for sale to U. S. Persons (August 18, 2008 CFTC No-Action Letter issued to Eurex) None offered Not approved None offered Germany Switzerland Eurex Other Dow Jones Euro STOXX Sectors (various) Not approved None offered Not approved None offered Germany Switzerland Eurex HEX 25 Finnish Not approved None offered Approved for Eligible U. S. Institutions only (July 27, 2005 SEC No-Action Letter issued to Eurex) None offered Germany Switzerland Eurex TECDAX Approved for sale to U. S. Persons (August 18, 2008 CFTC No-Action Letter issued to Eurex) None offered Approved for Eligible U. S. Institutions only (July 27, 2005 SEC No-Action Letter issued to Eurex) None offered For the definition of ldquoEligible U. S. Institutionrdquo and for other explanatory information, please see the endnotes at the end of this table. 12 Country Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options Germany Switzerland Eurex Dow Jones Italy Titans 30 Approved for sale to U. S. Persons (November 23, 2005 CFTC No-Action Letter issued to Eurex) None offered Not approved None offered Germany Switzerland Eurex MDAX Approved for sale to U. S. Persons (March 14, 2006 CFTC No-Action Letter issued to Eurex) None offered Not approved None offered Germany Switzerland Eurex iShares DJ EURO STOXX None offered None offered None offered Approved for Eligible U. S. Institutions only (July 27, 2005 SEC No-Action Letter issued to Eurex) Germany Switzerland Eurex RDX USD12 Not approved None offered Not approved None offered Germany Switzerland Eurex DJ Banks Titans 30 Not approved None offered None offered None offered Germany Switzerland Eurex DJ Oil and Gas Titans 30 Not approved None offered None offered None offered Germany Switzerland Eurex DJ Insurance Titans 30 Not approved None offered None offered None offered Germany Switzerland Eurex DJ Telecommunications Titans 30 Not approved None offered None offered None offered Germany Switzerland Eurex DJ Utilities Titans 30 Not approved None offered None offered None offered Germany Switzerland Eurex MSCI All Countries Asia Pacific ex-Japan Approved for sale to U. S. Persons (June 17, 2013 certification) None offered Not approved None offered For the definition of ldquoEligible U. S. Institutionrdquo and for other explanatory information, please see the endnotes at the end of this table. 13 Country Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options Germany Switzerland Eurex MSCI China Free Approved for sale to U. S. Persons (February 4, 2014 certification) None offered None offered None offered Germany Switzerland Eurex MSCI Emerging Markets Approved for sale to U. S. Persons (February 4, 2014 certification) None offered Not approved None offered Germany Switzerland Eurex MSCI Emerging Markets Asia Approved for sale to U. S. Persons (February 4, 2014 certification) None offered Not approved None offered Germany Switzerland Eurex MSCI Emerging Markets EMEA Approved for sale to U. S. Persons (February 4, 2014 certification) None offered Not approved None offered Germany Switzerland Eurex MSCI Emerging Markets Latin America Approved for sale to U. S. Persons (February 4, 2014 certification) None offered Not approved None offered Germany Switzerland Eurex MSCI Europe Approved for sale to U. S. Persons (June 17, 2013 certification) None offered Not Approved None offered Germany Switzerland Eurex MSCI Europe Growth Approved for sale to U. S. Persons (February 4, 2014 certification) None offered Not approved None offered Germany Switzerland Eurex MSCI Europe Value Approved for sale to U. S. Persons (February 4, 2014 certification) None offered Not approved None offered Germany Switzerland Eurex MSCI India Approved for sale to U. S. Persons (February 4, 2014 certification) None offered None offered None offered Germany Switzerland Eurex MSCI Japan Approved for sale to U. S. Persons (June 17, 2013 certification) None offered None offered None offered For the definition of ldquoEligible U. S. Institutionrdquo and for other explanatory information, please see the endnotes at the end of this table. 14 Country Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options Germany Switzerland Eurex MSCI Malaysia Approved for sale to U. S. Persons (February 4, 2014 certification) None offered None offered None offered Germany Switzerland Eurex MSCI South Africa Approved for sale to U. S. Persons (February 4, 2014 certification) None offered None offered None offered Germany Switzerland Eurex MSCI Thailand Approved for sale to U. S. Persons (February 4, 2014 certification) None offered None offered None offered Germany Switzerland Eurex MSCI World Approved for sale to U. S. Persons (June 17, 2013 certification) None offered Not Approved None offered Germany Switzerland Eurex STOXX Europe 600 Approved for sale to U. S. Persons (June 5, 2012 certification) None offered Not approved None offered Germany Switzerland Eurex STOXX Europe Large 200 Approved for sale to U. S. Persons (June 5, 2012 certification) None offered Not approved None offered Germany Switzerland Eurex STOXX Europe Mid 200 Approved for sale to U. S. Persons (June 5, 2012 certification) None offered Not approved None offered Germany Switzerland Eurex STOXX Europe Small 200 Approved for sale to U. S. Persons (June 5, 2012 certification) None offered Not approved None offered Germany Switzerland Eurex Euro STOXX Approved for sale to U. S. Persons (June 5, 2012 certification) None offered Not approved None offered Germany Switzerland Eurex Euro STOXX Large Approved for sale to U. S. Persons (June 5, 2012 certification) None offered Not approved None offered For the definition of ldquoEligible U. S. Institutionrdquo and for other explanatory information, please see the endnotes at the end of this table. 15 Country Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options Germany Switzerland Eurex Euro STOXX Mid Approved for sale to U. S. Persons (June 5, 2012 certification) None offered Not approved None offered Germany Switzerland Eurex Euro STOXX Small Approved for sale to U. S. Persons (June 5, 2012 certification) None offered Not approved None offered Germany Switzerland Eurex Mini Euro STOXX 50 Volatility Index Approved for sale to U. S. Persons (July 20, 2012 certification) None offered Not approved None offered Germany Switzerland Eurex Euro STOXX 50 Ex Financials Index Approved for sale to U. S. Persons (August 27, 2012 certification) None offered Not approved None offered Germany Switzerland Eurex Single name equities Not approved None offered Approved for options on individual German, Swiss, Finnish, Dutch, Italian, and French equities5 for Eligible U. S. Institutions only (July 27, 2005 SEC No-Action Letter issued to Eurex) None offered Germany Boumlrse Frankfurt Single name equities None offered None offered Not approved4,5 None offered Greece Athens Exchange Derivatives Market FTSE ASE 20 Not approved None offered Not approved None offered Greece Athens Exchange Derivatives Market FTSE ASE Mid-40 Not approved None offered Not approved None offered For the definition of ldquoEligible U. S. Institutionrdquo and for other explanatory information, please see the endnotes at the end of this table. 16 Country Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options Hong Kong Hong Kong Exchanges and Clearing Ltd. (HKEX) Hang Seng Approved for sale to U. S. Persons (June 1, 1994 CFTC No-Action Letter issued to HKFE)3 None offered Approved for Eligible U. S. Institutions only (September 26, 1995 SEC No-Action Letter issued to HKFE) None offered Hong Kong Hong Kong Exchanges and Clearing Ltd. (HKEX) Mini Hang Seng Approved for sale to U. S. Persons (January 16, 2009 CFTC No-Action Letter issued to HKFE) None offered Not approved None offered Hong Kong Hong Kong Exchanges and Clearing Ltd. (HKEX) Mini Hang Seng China Enterprises Index Approved for sale to U. S. Persons (January 16, 2009 CFTC No-Action Letter issued to HKFE) None offered Not approved None offered Hong Kong Hong Kong Exchanges and Clearing Ltd. (HKEX) FTSE Xinhua China 25 Approved for sale to U. S. Persons (September 26, 2006 CFTC No-Action Letter issued to HKFE) None offered Not approved None offered Hong Kong Hong Kong Exchanges and Clearing Ltd. (HKEX) H-Shares (Hang Seng China Enterprises Index) Approved for sale to U. S. Persons (September 26, 2006 CFTC No-Action Letter issued to HKFE) None offered Not approved None offered Hong Kong Hong Kong Exchanges and Clearing Ltd. (HKEX) DJIA Not approved None offered None offered None offered Hong Kong Hong Kong Exchanges and Clearing Ltd. (HKEX) CES China 120 Approved for sale to U. S. Persons (September 17, 2013 certification) None offered None offered None offered Hong Kong Hong Kong Exchanges and Clearing Ltd. (HKEX) HSI Volatility Index (VHSI) Approved for sale to U. S. Persons (September 17, 2013 certification) None offered None offered None offered For the definition of ldquoEligible U. S. Institutionrdquo and for other explanatory information, please see the endnotes at the end of this table. 17 Country Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options Hong Kong Hong Kong Exchanges and Clearing Ltd. (HKEX) HSCEI Dividend Point Index Not Approved None offered None offered None offered Hungary Budapest Stock Exchange BUX Not approved None offered None offered None offered India Bombay Stock Exchange (BSE) BSE Sensitive Index of 30 Stocks (Sensex)9 Approved for sale to U. S. Persons (June 14, 2006 CFTC No-Action Letter issued to BSE) None offered Not approved None offered India Bombay Stock Exchange (BSE) SampP BSE 100 Approved for sale to U. S. Persons (September 24, 2013 certification) None offered Not approved None offered India Bombay Stock Exchange (BSE) DOLLEX-309 Not approved None offered Not approved None offered India National Stock Exchange of India Ltd. (NSE) SampP CNX Nifty (ldquoNifty 50rdquo)9 Approved for sale to U. S. Persons (October 17, 2003 CFTC No-Action Letter issued to NSE) None offered Not approved None offered India National Stock Exchange of India Ltd. (NSE) CNXIT Not approved None offered Not approved None offered India National Stock Exchange of India Ltd. (NSE) Bank Nifty Not approved None offered Not approved None offered Ireland Irish Stock Exchange Single name equities None offered None offered Not approved4 None offered Israel Tel Aviv Stock Exchange TA 25 Not approved None offered Not approved None offered For the definition of ldquoEligible U. S. Institutionrdquo and for other explanatory information, please see the endnotes at the end of this table. 18 Country Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options Israel Tel Aviv Stock Exchange TA Banks Not approved None offered Not approved None offered Italy Borsa Italiana ndash IDEM FTSE MIB4 Approved for sale to U. S. Persons (August 30, 2004 CFTC No-Action Letter issued to Borsa Italiana) None offered Approved for Eligible U. S. Institutions only (September 24, 2004 No-Action Letter issued to Borsa Italiana) None offered Italy Borsa Italiana ndash IDEM Single name equities Not approved None offered Approved for Eligible U. S. Institutions only (see September 1, 1998 SEC No-Action Letter issued to Borsa Italiana with respect to options on individual ISE equities)4,5 None offered Italy Borsa Italiana ndash IDEM Mini FTSE MIB Approved for sale to U. S. Persons (August 30, 2004 CFTC No-Action Letter issued to Borsa Italiana) None offered None offered None offered Italy Borsa Italiana ndash IDEM FTSE MIB Dividend Approval pending None offered None offered None offered Japan Osaka Securities Exchange (OSE) Nikkei 300 Intercontract Spread Approved for sale to U. S. Persons (May 17, 1994 CFTC No-Action Letter issued to OSE)3 None offered Approved for Eligible U. S. Institutions only (July 23, 1999 SEC No-Action Letter issued to OSE) None offered For the definition of ldquoEligible U. S. Institutionrdquo and for other explanatory information, please see the endnotes at the end of this table. 19 Country Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options Japan Osaka Securities Exchange (OSE) Single name equities None offered None offered Approved for options on individual equities that are listed and traded on the OSE or other Japanese exchanges that are now or may in the future be listed for Eligible U. S. Institutions only (July 23, 1999 SEC No-Action Letter issued to OSE) None offered Japan Osaka Securities Exchange (OSE) Nikkei 225 Intercontract Spread Approved for sale to U. S. Persons (January 16, 1992 CFTC No-Action Letter issued to OSE)3 None offered Approved for Eligible U. S. Institutions only (July 23, 1999 SEC No-Action Letter issued to OSE) None offered Japan Osaka Securities Exchange (OSE) Mini Nikkei 225 Intercontract Spread Approved for sale to U. S. Persons (July 11, 2006 CFTC No-Action Letter issued to OSE)3 None offered None offered None offered Japan Osaka Securities Exchange (OSE) Sector Indices (High Tech, Financial and Consumer Indices) Not approved None offered Not approved None offered Japan Osaka Securities Exchange (OSE) DJIA Approved for sale to U. S. Persons (June 15, 2012 certification) None offered None offered None offered Japan Osaka Securities Exchange (OSE) Russell Nomura Prime Approved for sale to U. S. Persons (March 14, 2005 No-Action Letter issued to OSE) None offered None offered None offered For the definition of ldquoEligible U. S. Institutionrdquo and for other explanatory information, please see the endnotes at the end of this table. 20 Country Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options Japan Osaka Securities Exchange (OSE) FTSE Japan Approved for sale to U. S. Persons (February 13, 2003 No-Action Letter issued to OSE) None offered None offered None offered Japan Osaka Securities Exchange (OSE) MSCI Japan Approved for sale to U. S. Persons (February 13, 2003 No-Action Letter issued to OSE) None offered None offered None offered Japan Osaka Securities Exchange (OSE) Nikkei Stock Average Volatility Approved for sale to U. S. Persons (March 9, 2012 certification) None offered None offered None offered Japan Tokyo Financial Exchange (TFX) Nikkei 225 Margin Not approved None offered None offered None offered Japan Tokyo Stock Exchange (TSE) Nikkei 225 Dividend Not approved None offered None offered None offered Japan Tokyo Stock Exchange (TSE) TOPIX Approved for sale to U. S. Persons (January 16, 1992 CFTC No-Action Letter issued to TSE)3 None offered Approved for Eligible U. S. Institutions only (July 27, 1999 SEC No-Action Letter issued to TSE) None offered Japan Tokyo Stock Exchange (TSE) Single name equities None offered None offered Approved for options on individual TSE equities that are now or may in the future be listed for Eligible U. S. Institutions only (July 27, 1999 SEC No-Action Letter issued to TSE) None offered For the definition of ldquoEligible U. S. Institutionrdquo and for other explanatory information, please see the endnotes at the end of this table. 21 Country Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options Japan Tokyo Stock Exchange (TSE) TOPIX 150 Approved for sale to U. S. Persons (May 23, 2001 CFTC No-Action Letter issued to TSE)3 None offered Approved for Eligible U. S. Institutions only (November 15, 2002 SEC No-Action Letter issued to TSE) None offered Japan Tokyo Stock Exchange (TSE) TOPIX Sector Not approved None offered None offered None offered Japan Tokyo Stock Exchange (TSE) TOPIX Core30 Approved for sale to U. S. Persons (November 9, 2009 CFTC No-Action Letter issued to TSE) None offered None offered None offered Japan Tokyo Stock Exchange (TSE) Tokyo Stock Exchange REIT Approved for sale to U. S. Persons (November 9, 2009 CFTC No-Action Letter issued to TSE) None offered None offered None offered Japan Tokyo Stock Exchange (TSE) Mini TOPIX Approved for sale to U. S. Persons (November 9, 2009 CFTC No-Action Letter issued to TSE) None offered None offered None offered Korea ndash see South Korea - - - - - Malaysia Bursa Malaysia Derivatives Berhad (BMD) FTSE Bursa Malaysia Kuala Lumpur Composite Approved for sale to U. S. Persons (June 28, 2011 CFTC No-Action Letter issued to Bursa Malaysia Derivatives Berhad) None offered Not approved None offered Mexico Mexican Derivatives Exchange (MEXDER) IPC Approved for sale to U. S. Persons (August 24, 2006 CFTC No-Action Letter issued to Mercado Mexicano de Derivados, S. A. de C. V.) Approved for sale to U. S. Persons (August 24, 2006 CFTC No-Action Letter issued to Mercado Mexicano de Derivados, S. A. de C. V.) None offered Not approved For the definition of ldquoEligible U. S. Institutionrdquo and for other explanatory information, please see the endnotes at the end of this table. 22 Country Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options Netherlands Euronext Amsterdam Derivatives Markets N. V. FTSE Eurotop 100 Approved for sale to U. S. Persons (May 14, 1996 CFTC No-Action Letter issued to Financiele Termijnmarkt Amsterdam)3 None offered Not approved None offered Netherlands Euronext Amsterdam Derivatives Markets N. V. AEX Approved for sale to U. S. Persons (April 7, 2003 CFTC No-Action Letter issued to Euronext Amsterdam Derivatives Markets N. V.) None offered Not approved4 None offered Netherlands Euronext Amsterdam Derivatives Markets N. V. AEX Mini Approved for sale to U. S. Persons (September 13, 2013 certification) None offered Not approved None offered Netherlands Euronext Amsterdam Derivatives Markets N. V. Single name equities Not approved None offered Not approved4,5 None offered Netherlands Euronext Amsterdam Derivatives Markets N. V. Light AEX Approved for sale to U. S. Persons (April 7, 2003 CFTC No-Action Letter issued to Euronext Amsterdam Derivatives Markets N. V.) None offered Not approved None offered Netherlands Euronext Amsterdam Derivatives Markets N. V. Amsterdam Mid-Kap Not approved None offered Not approved None offered New Zealand NZFOE NZSE 10 Not approved Not approved None offered None offered Norway Oslo Stock Exchange OBX Not approved None offered Not approved None offered For the definition of ldquoEligible U. S. Institutionrdquo and for other explanatory information, please see the endnotes at the end of this table. 23 Country Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options Norway Oslo Stock Exchange Single name equities None offered None offered Not approved4,11 None offered Poland Warsaw Stock Exchange WIG20 Approval pending None offered Not approved None offered Portugal Euronext Lisbon PSI 20 Not approved Not approved None offered4 None offered Portugal Euronext Lisbon Single name equities Not approved None offered Not approved4 None offered Russia Russian Trading System Stock Exchange (RTS) RTS Index Approval pending None offered Not approved None offered Russia Single name equitiesmdashsee London Stock Exchange14 - - - - Singapore Singapore Exchange Derivatives Trading Ltd. (SGX-DT) Dow Jones Thailand Not approved (the requested approval was deemed withdrawn by the CFTC in 2004) None offered None offered None offered Singapore Singapore Exchange Derivatives Trading Ltd. (SGX-DT) MSCI Hong Kong Approved for sale to U. S. Persons (December 17, 1999 CFTC No-Action Letter issued to SIMEX) None offered None offered None offered Singapore Singapore Exchange Derivatives Trading Ltd. (SGX-DT) MSCI Taiwan Approved for sale to U. S. Persons (August 29, 1997 CFTC No-Action Letter issued to SIMEX)3 Approved for sale to U. S. Persons3 None offered None offered Singapore Singapore Exchange Derivatives Trading Ltd. (SGX-DT) Nikkei 300 Approved for sale to U. S. Persons (December 13, 1995 CFTC No-Action Letter issued to SIMEX)3 Approved for sale to U. S. Persons (December 13, 1995 CFTC No-Action Letter issued to SIMEX)3 None offered None offered For the definition of ldquoEligible U. S. Institutionrdquo and for other explanatory information, please see the endnotes at the end of this table. 24 Country Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options Singapore Singapore Exchange Derivatives Trading Ltd. (SGX-DT) Nikkei Approved for sale to U. S. Persons (December 5, 1986 CFTC No-Action Letter issued to SIMEX)3 Approved for sale to U. S. Persons (December 5, 1986 CFTC No-Action Letter issued to SIMEX) 3 None offered None offered Singapore Singapore Exchange Derivatives Trading Ltd. (SGX-DT) USD Nikkei Approved for sale to U. S. Persons (May 24, 2007 CFTC No-Action Letter issued to SGX-DT) None offered None offered None offered Singapore Singapore Exchange Derivatives Trading Ltd. (SGX-DT) SGX Straits Times (STI) Not approved None offered None offered None offered Singapore Singapore Exchange Derivatives Trading Ltd. (SGX-DT) FTSE Xinhua China A50 Approved for sale to U. S. Persons (January 26, 2012 certification) None offered None offered None offered Singapore Singapore Exchange Derivatives Trading Ltd. (SGX-DT) MSCI Asia APEX 50 Approved for sale to U. S. Persons (January 26, 2012 certification) None offered None offered None offered Singapore Singapore Exchange Derivatives Trading Ltd. (SGX-DT) SGX MSCI Japan Approved for sale to U. S. Persons (February 13, 2003 CFTC No-Action Letter issued to SGX-DT) None offered None offered None offered Singapore Singapore Exchange Derivatives Trading Ltd. (SGX-DT) MSCI Singapore Free Approved for sale to U. S. Persons (July 11, 2000 CFTC No-Action Letter issued to SGX-DT)3 None offered None offered None offered Singapore Singapore Exchange Derivatives Trading Ltd. (SGX-DT) MSCI Thailand Approved for sale to U. S. Persons (January 20, 2014 certification) None offered None offered None offered For the definition of ldquoEligible U. S. Institutionrdquo and for other explanatory information, please see the endnotes at the end of this table. 25 Country Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options Singapore Singapore Exchange Derivatives Trading Ltd. (SGX-DT) MSCI Philippines Approved for sale to U. S. Persons (January 20, 2014 certification) None offered None offered None offered Singapore Singapore Exchange Derivatives Trading Ltd. (SGX-DT) MSCI India Approved for sale to U. S. Persons (January 20, 2014 certification) None offered None offered None offered Singapore Singapore Exchange Derivatives Trading Ltd. (SGX-DT) MSCI Indonesia Approved for sale to U. S. Persons (October 2, 2012 certification) None offered None offered None offered Singapore Singapore Exchange Derivatives Trading Ltd. (SGX-DT) SampP CNX Nifty (ldquoNifty 50rdquo) Approved for sale to U. S. Persons (January 7, 2004 CFTC No-Action Letter issued to SGX-DT) None offered Not approved None offered Singapore Singapore Exchange Derivatives Trading Ltd. (SGX-DT) Mini Nikkei 225 Approved for sale to U. S. Persons (December 23, 2009 CFTC No-Action Letter issued to SGX-DT) None offered None offered None offered Singapore Singapore Exchange Derivatives Trading Ltd. (SGX-DT) Euro STOXX 50 Approved for sale to U. S. Persons (March 22, 2012 certification) None offered None offered None offered South Africa JSE SAFEX ALSI FTSE JSE 40 Approved for sale to U. S. Persons (July 18, 2002 CFTC No-Action Letter issued to SAFEX) None offered Not approved None offered South Africa JSE SAFEX FTSE JSE Shareholder Weighted Top 40 Index (DTOP) Not approved Not approved None offered None offered South Africa JSE SAFEX Mining Not approved None offered None offered None offered South Africa JSE SAFEX Financial Not approved None offered None offered None offered For the definition of ldquoEligible U. S. Institutionrdquo and for other explanatory information, please see the endnotes at the end of this table. 26 Country Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options South Africa JSE SAFEX Industrial Not approved None offered None offered None offered South Korea Korea Exchange KOSPI 200 Approved for sale to U. S. Persons (November 26, 2008 CFTC No-Action Letter issued to Korea Futures Exchange) None offered Not approved None offered South Korea Korea Exchange KOSDAQ 50 Plus Not approved Not approved None offered None offered Spain MEFF IBEX 35 Approved for sale to U. S. Persons (August 8, 1994 CFTC No-Action Letter issued to MEFF)3 None offered Not approved None offered Spain MEFF IBEX 35 Mini Not approved Not approved None offered None offered Spain MEFF SampP Euro Approved for sale to U. S. Persons (June 14, 2001 CFTC No-Action Letter issued to MEFF) None offered None offered None offered Spain MEFF SampP Europe 350 Approved for sale to U. S. Persons (June 14, 2001 CFTC No-Action Letter issued to MEFF) None offered None offered None offered Spain Madrid Stock Exchange Single name equities None offered None offered Not approved4 None offered Sweden OMHEX HEXTECH Not approved Not approved None offered None offered Sweden OMHEX HEXTEMP Not approved None offered None offered None offered For the definition of ldquoEligible U. S. Institutionrdquo and for other explanatory information, please see the endnotes at the end of this table. 27 Country Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options Sweden OMX Nordic Exchange Stockholm AB OMXS30 (formerly OMX) Approved for sale to U. S. Persons (June 3, 1998 CFTC No-Action Letter issued to OM Stockholm)3 None offered Not approved None offered Sweden OMX Nordic Exchange Stockholm AB OMXcap Approved for sale to U. S. Persons (May 25, 2000 CFTC No-Action Letter issued to OM Stockholm)3 None offered Not approved None offered Sweden OMX Nordic Exchange Stockholm AB OBX Not approved None offered Not approved None offered Sweden OMX Nordic Exchange Stockholm AB NOX Not approved None offered Not approved None offered Sweden OMX Nordic Exchange Stockholm AB VINX30 Approved for sale to U. S. Persons (November 13, 2007 CFTC No-Action Letter issued to OMX Stockholm) None offered Not approved Not approved Sweden OMX Nordic Exchange Stockholm AB Single name equities Not approved None offered Not approved4,11 None offered Switzerland SIX Swiss Exchange Ltd Single name equities None offered None offered Not approved4,5 None offered Switzerland ndash see Germany - - - - - Taiwan Taiwan Futures Exchange GreTai Securities Market Capitalized Weighted Approved for sale to U. S. Persons (October 24, 2011 No-Action Letter issued to Taiwan Futures Exchange) None offered Not approved None offered For the definition of ldquoEligible U. S. Institutionrdquo and for other explanatory information, please see the endnotes at the end of this table. 28 Country Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options Taiwan Taiwan Futures Exchange TAIEX Approved for sale to U. S. Persons (July 1, 2004 CFTC No-Action Letter issued to Taiwan Futures Exchange) None offered Not approved None offered Taiwan Taiwan Futures Exchange Mini-TAIEX Approved for sale to U. S. Persons (July 1, 2004 CFTC No-Action Letter issued to Taiwan Futures Exchange) None offered None offered None offered Taiwan Taiwan Futures Exchange MSCI Taiwan Approved for sale to U. S. Persons (October 12, 2006 CFTC No-Action Letter issued to Taiwan Futures Exchange) None offered Not approved None offered Taiwan Taiwan Futures Exchange TSEC Taiwan 50 Not approved None offered None offered None offered Taiwan Taiwan Futures Exchange Electronic Sector Approved for sale to U. S. Persons (May 16, 2005 CFTC No-Action Letter issued to Taiwan Futures Exchange) None offered Not approved None offered Taiwan Taiwan Futures Exchange Finance Sector Approved for sale to U. S. Persons (May 16, 2005 CFTC No-Action Letter issued to Taiwan Futures Exchange) None offered Not approved None offered Taiwan Taiwan Futures Exchange Taiwan Stock Exchange Non-Finance Non-Electronics Approved for sale to U. S. Persons (April 1, 2008 CFTC No-Action Letter issued to Taiwan Futures Exchange) None offered Not approved None offered For the definition of ldquoEligible U. S. Institutionrdquo and for other explanatory information, please see the endnotes at the end of this table. 29 Country Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options Thailand Thailand Futures Exchange PCL SET50 Approved for sale to U. S. Persons (November 26, 2008 CFTC No-Action Letter issued to Thailand Futures Exchange) None offered Not approved None offered Turkey Borsa stanbul Derivatives Market (VIOP) BIST 30 (formerly ISE 30)13 Approved for sale to U. S. Persons (August 17, 2010 CFTC No-Action Letter issued to Turkish Derivatives Exchange) None offered Not approved None offered U. K. Euronext LIFFE FTSE 100 Approved for sale to U. S. Persons (January 16, 1990 CFTC No-Action Letter issued to LIFFE)3 None offered Approved for Eligible U. S. Institutions only (May 1, 1992 SEC No-Action Letter issued to LIFFE)4 None offered U. K. Euronext LIFFE Single name equities Not approved None offered Approved for options on individual LSE equity securities that are now or may in the future be listed for Eligible U. S. Institutions only (May 1, 1992 SEC No-Action Letter issued to LIFFE), None offered U. K. Euronext LIFFE FTSE 100 Dividend - RDSA Withholding Not approved None offered None offered None offered U. K. Euronext LIFFE FTSE 250 (Mid-Cap) Approved for sale to U. S. Persons (July 27, 1994 CFTC No-Action Letter issued to LIFFE)3 None offered None offered None offered U. K. Euronext LIFFE Mini FTSE 100 Approved for sale to U. S. Persons (May 30, 2001 CFTC No-Action letter issued to LIFFE)3 None offered None offered None offered For the definition of ldquoEligible U. S. Institutionrdquo and for other explanatory information, please see the endnotes at the end of this table. 30 Country Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options U. K. Euronext LIFFE FTSE Eurotop 100 Approved for sale to U. S. Persons (March 10, 2000 CFTC No-Action Letter issued to LIFFE)3 None offered None offered None offered U. K. Euronext LIFFE FTSE 100 FLEX None offered None offered Approved for Eligible U. S. Institutions only (March 6, 1996 SEC No-Action Letter issued to LIFFE) None offered U. K. Euronext LIFFE MSCI Euro Approved for sale to U. S. Persons (April 6, 2000 CFTC No-Action Letter issued to LIFFE)3 None offered None offered None offered U. K. Euronext LIFFE MSCI Pan-Euro Approved for sale to U. S. Persons (April 6, 2000 CFTC No-Action Letter issued to LIFFE)3 None offered None offered None offered U. K. Euronext LIFFE TOPIX Approved for sale to U. S. Persons (December 1, 2011 certification) None offered None offered None offered U. K. Euronext LIFFE FTSE 250 (2GBP) Approved for sale to U. S. Persons (January 10, 2014 certification) None offered None offered None offered U. K. Euronext LIFFE MSCI Europe (Euro-denominated) Approved for sale to U. S. Persons (December 6, 2013 certification) None offered None offered None offered U. K. EDX London Exchange OMX Flex OMX None offered None offered Approved for Eligible U. S. Institutions only (October 29, 2003 SEC No-Action letter issued to EDX London Exchange)4 None offered For the definition of ldquoEligible U. S. Institutionrdquo and for other explanatory information, please see the endnotes at the end of this table. 31 Country Exchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options U. K. EDX London Exchange OBX Flex OBX Not approved None offered Approved for Eligible U. S. Institutions only (October 29, 2003 SEC No-Action letter issued to EDX London Exchange) None offered U. K. EDX London Exchange Single name equities None offered None offered Approved for options on individual Swedish, Norwegian and Danish equities11 for Eligible U. S. Institutions only (October 29, 2003 SEC No-Action letter issued to EDX London Exchange) None offered U. K. EDX London Exchange KFX Flex KFX Not approved None offered Approved for Eligible U. S. Institutions only (October 29, 2003 SEC No-Action letter issued to EDX London Exchange) None offered U. K. London Stock Exchange Derivatives FTSE 100 Approval pending None offered Not approved4 None offered U. K. London Stock Exchange Derivatives FTSE UK Large Cap Super Liquid (FTSE SLQ) Approval pending None offered None offered None offered U. K. London Stock Exchange Derivatives Single name equities None offered None offered Not approved (see U. K. Euronext LIFFE)4 None offered U. K. Turquoise Global Holdings Limited FTSE 100 Approved for sale to U. S. Persons (June 1, 2012 certification) None offered Not approved4 None offered NOTE: This Chart covers those products and exchanges that are likely to be of greatest interest to market participants in the United States. It is not, therefore, intended to be exhaustive, and is presented without any representation or warranty as to its accuracy, completeness or timeliness. Transmission or receipt of this information does not create an attorney-client relationship with Katten Muchin Rosenman LLP, and the information herein should not be used or relied upon in regard to any particular facts or circumstances without first consulting a lawyer. This Chart does not express any opinion as to the potential application of the laws of any jurisdiction other than the United States. Questions regarding the permissibility of trading in products that are not included in this Chart should be addressed to James D. Van De Graaff at 1.312.902-5227, Kenneth M. Rosenzweig at 1.312.902-5381, Kevin M. Foley at 1.312.902-5372, Christian B. Hennion at 1.312.902-5521 or Blake J. Brockway at 1.312.902-5438. ldquoEligible U. S. Institutionrdquo: As used in this Chart, in accordance with SEC no-action letters, the term ldquoEligible U. S. Institutionrdquo means, in general, a U. S. Person that (i) is a ldquoqualified institutional buyerrdquo as defined in Rule 144A(a)(1) under the Securities Act of 1933, and (ii) has had prior actual experience in trading U. S. listed options contracts. For information regarding working definitions of ldquoU. S. Personrdquo as that term is used in this Chart, please contact Katten Muchin Rosenman LLP. 1 Reserved 2 The CFTC No-Action Letter also applies to BMampF Bovesparsquos ldquoIbovespa Rolloverrdquo and ldquoForward Points on the Ibovespardquo transactions. 3 The index is included in the CFTCrsquos and SECrsquos joint order dated May 31, 2002 extending the exclusion of such index from the definition of ldquonarrow-based security indexrdquo under the Commodity Exchange Act and Securities Exchange Act of 1934 beyond its expiration date of July 11, 2002 (the ldquoJoint Orderrdquo). Foreign futures contracts or options on futures contracts on ldquonarrow-based securities indexesrdquo may not be offered or sold to U. S. Persons without the CFTC and SEC first developing joint regulations, which has not yet been done. Accordingly, the Joint Order effectively allows the stock index futures contracts and options on futures contracts that are based on the security indexes included in the Joint Order, which were granted no-action relief by the CFTC prior to the enactment of the Commodity Futures Modernization Act (ldquoCFMArdquo) on December 21, 2000, to continue to be offered and sold to U. S. Persons after July 11, 2002, the date that the exclusion set forth in the CFMA was to expire. 4 These products may be eligible for clearing through the Bclear service offered by Euronext LIFFE (ldquoLIFFErdquo). Bclear allows members to submit an option contract on a non-U. S. security that has been negotiated and completed as an over-the-counter (ldquoOTCrdquo) transaction so that LIFFE may replace the OTC transaction with an equivalent LIFFE options contract. LIFFE members that intend to offer or sell such products to U. S. persons must satisfy the following conditions: (i) Bclear services may only be offered to a U. S. person that qualifies as an Eligible U. S. Institution (see above), (ii) the LIFFE member must obtain and maintain certain representations from the customer, and (iii) before transacting, and on an annual basis thereafter, the LIFFE member must file a declaration with LIFFE. For additional information on these conditions, see LIFFE London Notice No. 3732. LIFFE maintains a list of eligible options, which includes (1) LIFFE individual equity options based on the securities of non-U. S. issuers and (2) LIFFE index options based on indices that contain no component securities of U. S. issuers. The list of eligible options may be accessed here. 5 The SEC also has approved for Eligible U. S. Institutions all options on individual German-, Swiss-, Finnish-, Dutch-, Italian - and French-issued equities that are now or that in the future may be listed on Eurex. Equities issued in any other country that are listed on Eurex have not been approved at this time. 6 Eurex offers a KOSPI product that Eurex describes as a daily futures contract that expires every night, with any net open positions at the end of trading resulting in the establishment of a corresponding position in the Korean Exchangersquos KOSPI 200 Options (with strike prices, expiries, put call and premiums) at the start of the next trading session on the Korean Exchange. 7 Pursuant to Eurex Circular 281 11, the Dow Jones STOXX 600 Personal amp Household Goods Sector will no longer be tradable on Eurex trading terminals in the U. S. after the close of business on February 29, 2012. The previously issued no-action letter approving such product for sale to U. S. Persons (February 6, 2008 CFTC No-Action Letter issued to Eurex) has not been withdrawn. 8 Pursuant to Eurex Circular 260 11, the Dow Jones Euro STOXX Banking Sector is no longer tradable on Eurex trading terminals in the U. S. The previously issued no-action letter approving such product for sale to U. S. Persons (April 2, 2002 CFTC No-Action Letter issued to Eurex) has not been withdrawn. 9 Additional restrictions apply to the trading of these products by U. S. Persons. 10 Reserved 11 The SEC also has approved for Eligible U. S. Institutions all options on individual Swedish-, Norwegian - and Danish-issued equities that are now or that in the future may be listed on the EDX London exchange. Equities issued in any other country that are listed on the EDX London Exchange have not been approved at this time. Note: EDX London Exchange has been acquired by the Turquoise Exchange. 12 The RDX USD Index futures and options contracts have not been approved for sale to U. S. Persons. The CFTC approved a similar Eurex contract (RDXxt USD ndash RDX Extended Index futures contract) for sale to U. S. Persons in a no-action letter issued on March 6, 2008, but Eurex subsequently delisted the contract. 13 The Istanbul Stock Exchange (ldquoISErdquo) is now part of the Borsa Istanbul (ldquoBISTrdquo). As such, references to ISE 30 have been changed to BIST 30 on VIOPrsquos trading platform and the CFTCrsquos website. 14 The London Stock Exchange offers options on Russian equity products through its International Order Book. Providing all applicable conditions are met, Eligible U. S. Institutions may trade these options through the Bclear service offered by Euronext LIFFE. See Footnote 4. kattenlaw AUSTIN CENTURY CITY CHARLOTTE CHICAGO HOUSTON IRVING LONDON LOS ANGELES NEW YORK ORANGE COUNTY SAN FRANCISCO BAY AREA SHANGHAI WASHINGTON, DC Attorney advertising. Published as a source of information only. The material contained herein is not to be construed as legal advice or opinion. copy2014 Katten Muchin Rosenman LLP. Alle Rechte vorbehalten. Circular 230 Disclosure: Pursuant to regulations governing practice before the Internal Revenue Service, any tax advice contained herein is not intended or written to be used and cannot be used by a taxpayer for the purpose of avoiding tax penalties that may be imposed on the taxpayer. Katten Muchin Rosenman LLP is an Illinois limited liability partnership including professional corporations that has elected to be governed by the Illinois Uniform Partnership Act (1997). London affiliate: Katten Muchin Rosenman UK LLP To view all formatting for this article (eg, tables, footnotes), please access the original here. Filed under Tagged with
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